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4//SEC Filing

EDSON DAVID M 4

Accession 0001077771-09-000028

CIK 0001077771other
View on SEC.govCompany Profile

Filed

Mar 3, 7:00 PM ET

Accepted

Mar 4, 7:31 PM ET

Size

21.5 KB

Accession

0001077771-09-000028

Insider Transaction Report

Form 4
Period: 2009-03-02
UMPQUA HOLDINGS CORPUMPQ
EDSON DAVID M
President-Umpqua Bank
Transactions
  • Disposition to Issuer

    Common Stock

    2009-03-02−4,000→ 2,387 total
  • Award

    Common Stock

    2009-03-02+7,300→ 9,687 total
  • Award

    Common Stock

    2009-03-02+16,000→ 25,687 total
  • Disposition to Issuer

    Common Stock

    2009-03-02$7.97/sh−5,672$45,206→ 8,974 total
  • Disposition to Issuer

    Common Stock

    2009-03-02$7.97/sh−2,587$20,618→ 6,387 total
  • Other

    Non-Qualified Stock Option (right to buy)

    2009-03-02−10,000→ 0 total
    Exercise: $11.59From: 2009-07-21Exp: 2018-07-20→ Common Stock (10,000 underlying)
  • Other

    Non-Qualified Stock Option (right to buy)

    2009-03-02−8,000→ 32,000 total
    Exercise: $23.49From: 2006-01-21Exp: 2015-01-20→ Common Stock (8,000 underlying)
  • Other

    Common Stock

    2009-03-04+5→ 1,026 total(indirect: By 401(k))
  • Other

    Non-Qualified Stock Option (right to buy)

    2009-03-02−24,000→ 6,000 total
    Exercise: $15.50From: 2009-01-28Exp: 2018-01-27→ Common Stock (24,000 underlying)
Holdings

  • Non-Qualified Stock Option (right to buy)

    Exercise: $19.01From: 2004-09-30Exp: 2013-09-30→ Common Stock (10,000 underlying)
    10,000

  • Non-Qualified Stock Option (right to buy)

    Exercise: $14.62From: 2003-10-16Exp: 2012-10-16→ Common Stock (25,000 underlying)
    25,000
Footnotes (6)
  • [F1]Payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3.
  • [F2]Shares forfeited following termination of employment.
  • [F3]Not required.
  • [F4]Shares vested pursuant to grant of restricted stock units under 2007 Long Term Incentive Plan.
  • [F5]Holdings reported include shares acquired in the 401(k)/Profit Sharing plan through dividend reinvestment, payroll deferrals and/or employer contributions.
  • [F6]All options are fully vested.

Documents

1 file

Issuer

UMPQUA HOLDINGS CORP

CIK 0001077771

→
Entity typeother

Related Parties

1
  • filerCIK 0001238681

Filing Metadata

Form type
4
Filed
Mar 3, 7:00 PM ET
Accepted
Mar 4, 7:31 PM ET
Size
21.5 KB
View on SEC.gov