SULLIVAN DANIEL A 4
4 · UMPQUA HOLDINGS CORP · Filed Feb 2, 2010
Insider Transaction Report
Form 4
SULLIVAN DANIEL A
EVP/Strategic Initiatives
Transactions
- Disposition to Issuer
Common Stock
2010-02-02$11.69/sh−416$4,863→ 91,519 total - Disposition to Issuer
Common Stock
2010-01-29$12.36/sh−416$5,142→ 91,935 total - Other
Common Stock
2010-02-02+34→ 1,791 total(indirect: By 401(k))
Holdings
- 10,000
Non-Qualified Stock Option (right to buy)
Exercise: $9.23From: 2010-02-02Exp: 2019-02-01→ Common Stock (10,000 underlying) - 15,000
Non-Qualified Stock Option (right to buy)
Exercise: $15.50From: 2009-01-28Exp: 2018-01-27→ Common Stock (15,000 underlying) - 40,000
Non-Qualified Stock Option (right to buy)
Exercise: $23.49From: 2006-01-20Exp: 2015-01-20→ Common Stock (40,000 underlying)
Footnotes (7)
- [F1]Payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3.
- [F2]Not required.
- [F3]Holdings reported include shares acquired in the 401(k)/Profit Sharing plan through dividend reinvestment, payroll deferrals and/or employer contributions.
- [F4]Option granted 2/2/09. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years.
- [F5]Option granted 7/21/08. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years.
- [F6]Option granted 1/28/08. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years.
- [F7]All options are fully vested.