Home/Filings/4/0001077771-10-000022
4//SEC Filing

Carey Richard M 4

Accession 0001077771-10-000022

CIK 0001077771other

Filed

Feb 7, 7:00 PM ET

Accepted

Feb 8, 6:04 PM ET

Size

12.6 KB

Accession

0001077771-10-000022

Insider Transaction Report

Form 4
Period: 2010-02-05
Carey Richard M
EVP/Community Banking
Transactions
  • Award

    Common Stock

    2010-02-05+9,50014,272 total
Holdings
  • Common Stock

    (indirect: By 401(k))
    423
  • Non-Qualified Stock Option (right to buy)

    Exercise: $17.45From: 2003-12-02Exp: 2012-12-02Common Stock (5,000 underlying)
    5,000
  • Non-Qualified Stock Option (right to buy)

    Exercise: $23.49From: 2006-01-21Exp: 2015-01-21Common Stock (20,000 underlying)
    20,000
  • Non-Qualified Stock Option (right to buy)

    Exercise: $9.23From: 2010-02-02Exp: 2019-02-01Common Stock (15,000 underlying)
    15,000
  • Non-Qualified Stock Option (right to buy)

    Exercise: $11.59From: 2009-07-21Exp: 2018-07-20Common Stock (10,000 underlying)
    10,000
  • Non-Qualified Stock Option (right to buy)

    Exercise: $15.50From: 2009-01-28Exp: 2018-01-27Common Stock (20,000 underlying)
    20,000
Footnotes (5)
  • [F1]Restricted stock grant pursuant to 2003 Stock Incentive Plan, exempt under Rule 16b-3.
  • [F2]Option granted 2/2/09. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years.
  • [F3]Option granted 7/21/08. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years.
  • [F4]Option granted 1/28/08. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years.
  • [F5]All options are fully vested.

Issuer

UMPQUA HOLDINGS CORP

CIK 0001077771

Entity typeother

Related Parties

1
  • filerCIK 0001462347

Filing Metadata

Form type
4
Filed
Feb 7, 7:00 PM ET
Accepted
Feb 8, 6:04 PM ET
Size
12.6 KB