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4//SEC Filing

SULLIVAN DANIEL A 4

Accession 0001077771-10-000064

CIK 0001077771other
View on SEC.govCompany Profile

Filed

Aug 2, 8:00 PM ET

Accepted

Aug 3, 6:15 PM ET

Size

15.9 KB

Accession

0001077771-10-000064

Insider Transaction Report

Form 4
Period: 2010-08-02
UMPQUA HOLDINGS CORPUMPQ
SULLIVAN DANIEL A
EVP/Strategic Initiatives
Transactions
  • Award

    Non-Qualified Stock Option (right to buy)

    2010-08-02+20,000→ 20,000 total
    Exercise: $12.87From: 2011-08-02Exp: 2020-08-01→ Common Stock (20,000 underlying)
  • Award

    Common Stock

    2010-08-02+500→ 101,519 total
  • Other

    Common Stock

    2010-08-02+14→ 1,805 total(indirect: By 401(k))
Holdings

  • Non-Qualified Stock Option (right to buy)

    Exercise: $19.01From: 2004-09-30Exp: 2013-09-30→ Common Stock (10,000 underlying)
    10,000

  • Non-Qualified Stock Option (right to buy)

    Exercise: $23.49From: 2006-01-20Exp: 2015-01-20→ Common Stock (40,000 underlying)
    40,000

  • Non-Qualified Stock Option (right to buy)

    Exercise: $11.59From: 2009-07-21Exp: 2018-07-20→ Common Stock (10,000 underlying)
    10,000

  • Non-Qualified Stock Option (right to buy)

    Exercise: $15.50From: 2009-01-28Exp: 2018-01-27→ Common Stock (15,000 underlying)
    15,000

  • Non-Qualified Stock Option (right to buy)

    Exercise: $9.23From: 2010-02-02Exp: 2019-02-01→ Common Stock (10,000 underlying)
    10,000
Footnotes (8)
  • [F1]Restricted stock grant pursuant to 2003 Stock Incentive Plan, exempt under Rule 16b-3.
  • [F2]Not required.
  • [F3]Holdings reported include shares acquired in the 401(k)/Profit Sharing plan through dividend reinvestment, payroll deferrals and/or employer contributions.
  • [F4]Option granted 8/2/2010. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years.
  • [F5]Option granted 2/2/09. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years.
  • [F6]Option granted 7/21/08. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years.
  • [F7]Option granted 1/28/08. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years.
  • [F8]All options are fully vested.

Documents

1 file

Issuer

UMPQUA HOLDINGS CORP

CIK 0001077771

→
Entity typeother

Related Parties

1
  • filerCIK 0001238674

Filing Metadata

Form type
4
Filed
Aug 2, 8:00 PM ET
Accepted
Aug 3, 6:15 PM ET
Size
15.9 KB
View on SEC.gov