COPELAND BRAD F 4
4 · UMPQUA HOLDINGS CORP · Filed Mar 23, 2011
Insider Transaction Report
Form 4
COPELAND BRAD F
Sr EVP/Chief Operating Officer
Transactions
- Award
Common Stock
2011-03-22$10.69/sh+13,750$146,988→ 85,298 total
Holdings
- 244(indirect: By Spouse)
Common Stock
- 1,805(indirect: By IRA)
Common Stock
- 25,000
Non-Qualified Stock Option (right to buy)
Exercise: $9.23From: 2010-02-02Exp: 2019-02-01→ Common Stock (25,000 underlying) - 22,000
Non-Qualified Stock Option (right to buy)
Exercise: $10.97From: 2012-01-31Exp: 2021-01-30→ Common Stock (22,000 underlying) - 35,000
Non-Qualified Stock Option (right to buy)
Exercise: $15.50From: 2009-01-28Exp: 2018-01-27→ Common Stock (35,000 underlying) - 20,000
Non-Qualified Stock Option (right to buy)
Exercise: $11.59From: 2009-07-21Exp: 2018-07-20→ Common Stock (20,000 underlying) - 4,348(indirect: By 401(k))
Common Stock
- 50,000
Non-Qualified Stock Option (right to buy)
Exercise: $12.87From: 2011-08-02Exp: 2020-08-01→ Common Stock (50,000 underlying) - 40,000
Non-Qualified Stock Option (right to buy)
Exercise: $23.49From: 2006-01-20Exp: 2015-01-20→ Common Stock (40,000 underlying) - 15,000
Non-Qualified Stock Option (right to buy)
Exercise: $13.34From: 2003-01-01Exp: 2012-01-02→ Common Stock (15,000 underlying)
Footnotes (7)
- [F1]Shares issued under a grant dated March 23, 2008 pursuant to the 2007 Long Term Incentive Plan. Vesting is based on: (1) the Issuer's financial performance over a 36 month period compared to a peer group of companies; and (2) continuous employment by the Issuer through February 15, 2011. Measurement start date of performance began January 1, 2008 and ended December 31, 2010. Issuance of the shares is to occur as soon as practicable after the peer group's year end financials are reported on Form 10-K. Shares issued are net of shares withheld to pay related tax liability.
- [F2]Option granted 2/2/09. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years.
- [F3]Option granted 1/31/2011. Beginning on the first anniversary of the grant date, the options vest 25% per year for four years.
- [F4]Option granted 7/21/08. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years.
- [F5]Option granted 8/2/2010. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years.
- [F6]All options are fully vested.
- [F7]Option granted 1/28/08. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years.