CALERO ULDERICO JR 4
4 · UMPQUA HOLDINGS CORP · Filed Jan 31, 2012
Insider Transaction Report
Form 4
CALERO ULDERICO JR
EVP/Community Banking
Transactions
- Award
Common Stock
2012-01-27+15,000→ 35,000 total - Award
Common Stock
2012-01-27+10,000→ 20,000 total
Holdings
- 25,000
Non-Qualified Stock Option (right to buy)
Exercise: $11.26From: 2011-11-15Exp: 2021-11-14→ Common Stock (25,000 underlying)
Footnotes (3)
- [F1]Restricted stock grant pursuant to 2003 Stock Incentive Plan, exempt under Rule 16b-3.
- [F2]RSA granted 1/27/12. The grant vests three years following the grant date to the extent that the issuer's total shareholder return achieves specified targets as compared with the KRXTR regional bank stock index.
- [F3]Option granted 11/15/10. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years.