CALERO ULDERICO JR 4
4 · UMPQUA HOLDINGS CORP · Filed Nov 16, 2012
Insider Transaction Report
Form 4
CALERO ULDERICO JR
EVP/Community Banking
Transactions
- Disposition to Issuer
Common Stock
2012-11-15$11.33/sh−354$4,011→ 34,646 total - Other
Common Stock
2012-11-15+18→ 34,664 total
Holdings
- 25,000
Non-Qualified Stock Option (right to buy)
Exercise: $11.26From: 2011-11-15Exp: 2021-11-14→ Common Stock (25,000 underlying)
Footnotes (4)
- [F1]Payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3.
- [F2]Not required.
- [F3]Holdings reported include shares acquired pursuant to a dividend reinvestment plan for this account.
- [F4]Option granted 11/15/10. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years.