COPELAND BRAD F 4

Accession 0001077771-13-000056

CIK 0001077771other

Filed

Apr 29, 8:00 PM ET

Accepted

Apr 30, 7:50 PM ET

Size

26.6 KB

Accession

0001077771-13-000056

Form 4

Period: 2013-04-30

Sr EVP/Chief Operating Officer

Transactions

Disposition to Issuer
Common Stock
2013-04-30$12.00/sh−4,847$58,164→ 104,254 total
Disposition to Issuer
Common Stock
2013-04-30−8,100→ 89,935 total
Disposition to Issuer
Common Stock
2013-04-30$12.00/sh−6,219$74,628→ 98,035 total
Disposition to Issuer
Common Stock
2013-04-30−16,665→ 68,381 total
Other
Common Stock
2013-04-30+37→ 4,598 total(indirect: By 401(k))
Other
Non-Qualified Stock Option (right to buy)
2013-04-30−22,000→ 0 total
Exercise: $10.97From: 2014-01-31Exp: 2021-01-30→ Common Stock (22,000 underlying)
Other
Non-Qualified Stock Option (right to buy)
2013-04-30−30,000→ 20,000 total
Exercise: $12.87From: 2011-08-02Exp: 2020-08-01→ Common Stock (30,000 underlying)
Disposition to Issuer
Common Stock
2013-04-30−4,889→ 85,046 total
Other
Non-Qualified Stock Option (right to buy)
2013-04-30−5,000→ 20,000 total
Exercise: $9.23From: 2010-02-02Exp: 2019-02-01→ Common Stock (5,000 underlying)
Other
Non-Qualified Stock Option (right to buy)
2013-04-30−4,000→ 16,000 total
Exercise: $11.59From: 2009-07-21Exp: 2018-07-20→ Common Stock (4,000 underlying)

Holdings

Common Stock
(indirect: By IRA)
1,805
Common Stock
(indirect: By Spouse)
244
Non-Qualified Stock Option (right to buy)
Exercise: $15.50From: 2009-01-28Exp: 2018-01-27→ Common Stock (35,000 underlying)
35,000
Non-Qualified Stock Option (right to buy)
Exercise: $23.49From: 2006-01-20Exp: 2015-01-20→ Common Stock (40,000 underlying)
40,000
Non-Qualified Stock Option (right to buy)
Exercise: $19.01From: 2004-09-30Exp: 2013-09-30→ Common Stock (15,000 underlying)
15,000

Footnotes (9)

[F1]Payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3.
[F2]Unvested shares that are forfeited or canceled upon retirement.
[F3]Not required.
[F4]Holdings reported include shares acquired in the 401(k)/Profit Sharing plan through dividend reinvestment, payroll deferrals and/or employer contributions.
[F5]Option granted 2/2/09. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years.
[F6]Option granted 1/31/2011. The options vest three years following the grant date to the extent that the issuer's total shareholder return achieves specified targets as compared with the KRXTR regional bank stock index.
[F7]Option granted 7/21/08. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years.
[F8]Option granted 8/2/2010. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years.
[F9]All options are fully vested.

Documents

1 file

UMPQUA HOLDINGS CORP

CIK 0001077771

Entity typeother