UMPQUA HOLDINGS CORP 4

4 · UMPQUA HOLDINGS CORP · Filed Jun 13, 2013

Form 4

Period: 2013-06-11

EVP/Community Banking

Transactions

Other
Common Stock
2013-06-11−12,000→ 18,610 total
Tax Payment
Common Stock
2013-06-11$14.34/sh−780$11,185→ 4,978 total
Other
Common Stock
2013-06-11−3,000→ 30,610 total
Tax Payment
Common Stock
2013-06-11$14.34/sh−7,852$112,598→ 5,758 total
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2013-06-11$14.34/sh−10,000$143,400→ 0 total
Exercise: $11.26From: 2011-11-15Exp: 2020-11-14→ Common Stock (10,000 underlying)
Exercise/Conversion
Common Stock
2013-06-11$11.26/sh+10,000$112,600→ 13,610 total
Other
Common Stock
2013-06-11−5,000→ 48,276 total
Other
Common Stock
2013-06-11−6,666→ 41,610 total
Other
Common Stock
2013-06-11−15,000→ 3,610 total
Other
Common Stock
2013-06-11−8,000→ 33,610 total
Other
Non-Qualified Stock Option (right to buy)
2013-06-11−15,000→ 10,000 total
Exercise: $11.26From: 2011-11-15Exp: 2020-11-14→ Common Stock (15,000 underlying)

Footnotes (4)

[F1]Unvested shares that are forfeited or canceled upon termination of employment.
[F2]Payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3.
[F3]Options canceled and/or expired following termination of employment.
[F4]Option granted 11/15/10. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years.

Documents

1 file