4//SEC Filing
UMPQUA HOLDINGS CORP 4
Accession 0001077771-13-000060
CIK 0001077771operating
Filed
Jun 12, 8:00 PM ET
Accepted
Jun 13, 4:49 PM ET
Size
20.4 KB
Accession
0001077771-13-000060
Insider Transaction Report
Form 4
CALERO ULDERICO JR
EVP/Community Banking
Transactions
- Other
Common Stock
2013-06-11−12,000→ 18,610 total - Tax Payment
Common Stock
2013-06-11$14.34/sh−780$11,185→ 4,978 total - Other
Common Stock
2013-06-11−3,000→ 30,610 total - Tax Payment
Common Stock
2013-06-11$14.34/sh−7,852$112,598→ 5,758 total - Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2013-06-11$14.34/sh−10,000$143,400→ 0 totalExercise: $11.26From: 2011-11-15Exp: 2020-11-14→ Common Stock (10,000 underlying) - Exercise/Conversion
Common Stock
2013-06-11$11.26/sh+10,000$112,600→ 13,610 total - Other
Common Stock
2013-06-11−5,000→ 48,276 total - Other
Common Stock
2013-06-11−6,666→ 41,610 total - Other
Common Stock
2013-06-11−15,000→ 3,610 total - Other
Common Stock
2013-06-11−8,000→ 33,610 total - Other
Non-Qualified Stock Option (right to buy)
2013-06-11−15,000→ 10,000 totalExercise: $11.26From: 2011-11-15Exp: 2020-11-14→ Common Stock (15,000 underlying)
Footnotes (4)
- [F1]Unvested shares that are forfeited or canceled upon termination of employment.
- [F2]Payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3.
- [F3]Options canceled and/or expired following termination of employment.
- [F4]Option granted 11/15/10. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years.
Documents
Issuer
UMPQUA HOLDINGS CORP
CIK 0001077771
Entity typeoperating
IncorporatedOR
Related Parties
1- filerCIK 0001077771
Filing Metadata
- Form type
- 4
- Filed
- Jun 12, 8:00 PM ET
- Accepted
- Jun 13, 4:49 PM ET
- Size
- 20.4 KB