UMPQUA HOLDINGS CORP 4
4 · UMPQUA HOLDINGS CORP · Filed Jan 28, 2014
Insider Transaction Report
Form 4
BAKER BARBARA J
EVP/Cultural Enhancement
Transactions
- Tax Payment
Common Stock
2014-01-27$18.23/sh−444$8,094→ 41,920 total - Other
Common Stock
2014-01-27+92→ 5,516 total(indirect: By 401(k))
Holdings
- 2,000
Non-Qualified Stock Option (right to buy)
Exercise: $9.23From: 2010-02-02Exp: 2019-02-01→ Common Stock (2,000 underlying) - 5,000
Non-Qualified Stock Option (right to buy)
Exercise: $10.97From: 2014-01-31Exp: 2021-01-30→ Common Stock (5,000 underlying) - 8,000
Non-Qualified Stock Option (right to buy)
Exercise: $12.87From: 2011-08-02Exp: 2020-08-01→ Common Stock (8,000 underlying) - 20,000
Non-Qualified Stock Option (right to buy)
Exercise: $23.49From: 2006-01-20Exp: 2015-01-20→ Common Stock (20,000 underlying)
Footnotes (7)
- [F1]Payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3.
- [F2]Not required.
- [F3]Holdings reported include shares acquired in the 401(k)/Profit Sharing plan through dividend reinvestment, payroll deferrals and/or employer contributions.
- [F4]Option granted 2/2/09. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years.
- [F5]Option granted 1/31/2011. The options vest three years following the grant date to the extent that the issuer's total shareholder return achieves specified targets as compared with the KRXTR regional bank stock index.
- [F6]Option granted 8/2/2010. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years.
- [F7]All options are fully vested.