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4//SEC Filing

UMPQUA HOLDINGS CORP 4

Accession 0001077771-14-000038

CIK 0001077771operating
View on SEC.govCompany Profile

Filed

Feb 18, 7:00 PM ET

Accepted

Feb 19, 7:29 PM ET

Size

23.5 KB

Accession

0001077771-14-000038

Insider Transaction Report

Form 4
Period: 2014-02-19
UMPQUA HOLDINGS CORPUMPQ
WARDLOW MARK
EVP/Chief Credit Officer
Transactions
  • Exercise/Conversion

    Common Stock

    2014-02-19$9.23/sh+3,000$27,690→ 103,213 total
  • Tax Payment

    Common Stock

    2014-02-19$17.30/sh−508$8,788→ 101,105 total
  • Tax Payment

    Common Stock

    2014-02-19$17.30/sh−5,498$95,115→ 103,607 total
  • Exercise/Conversion

    Common Stock

    2014-02-19$10.97/sh+20,000$219,400→ 122,698 total
  • Exercise/Conversion

    Non-Qualified Stock Option (right to buy)

    2014-02-19$17.30/sh−3,000$51,900→ 0 total
    Exercise: $9.23From: 2010-02-02Exp: 2019-02-01→ Common Stock (3,000 underlying)
  • Tax Payment

    Common Stock

    2014-02-19$17.30/sh−12,682$219,399→ 110,016 total
  • Exercise/Conversion

    Non-Qualified Stock Option (right to buy)

    2014-02-19$17.30/sh−20,000$346,000→ 0 total
    Exercise: $10.97From: 2014-01-31Exp: 2021-01-30→ Common Stock (20,000 underlying)
  • Exercise/Conversion

    Non-Qualified Stock Option (right to buy)

    2014-02-19$17.30/sh−8,000$138,400→ 8,000 total
    Exercise: $11.89From: 2011-02-05Exp: 2020-02-04→ Common Stock (8,000 underlying)
  • Tax Payment

    Common Stock

    2014-02-19$17.30/sh−1,600$27,680→ 101,613 total
  • Exercise/Conversion

    Common Stock

    2014-02-19$11.89/sh+8,000$95,120→ 109,105 total
  • Tax Payment

    Common Stock

    2014-02-19$17.30/sh−909$15,726→ 102,698 total
  • Tax Payment

    Common Stock

    2014-02-19$17.30/sh−2,660$46,018→ 107,356 total
Holdings

  • Non-Qualified Stock Option (right to buy)

    Exercise: $22.15From: 2005-07-09Exp: 2014-07-09→ Common Stock (5,000 underlying)
    5,000
Footnotes (4)
  • [F1]Payment of purchase price by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3.
  • [F2]Payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3.
  • [F3]All options are fully vested.
  • [F4]Option granted 2/5/10. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years.

Documents

1 file

Issuer

UMPQUA HOLDINGS CORP

CIK 0001077771

→
Entity typeoperating
IncorporatedOR

Related Parties

1
  • filerCIK 0001077771

Filing Metadata

Form type
4
Filed
Feb 18, 7:00 PM ET
Accepted
Feb 19, 7:29 PM ET
Size
23.5 KB
View on SEC.gov