4//SEC Filing
UMPQUA HOLDINGS CORP 4
Accession 0001077771-14-000040
CIK 0001077771operating
Filed
Mar 4, 7:00 PM ET
Accepted
Mar 5, 6:08 PM ET
Size
16.1 KB
Accession
0001077771-14-000040
Insider Transaction Report
Form 4
Johnson Kelly J
EVP/Asset Management Division
Transactions
- Exercise/Conversion
Common Stock
2014-03-05$12.46/sh+4,000$49,840→ 59,418 total - Tax Payment
Common Stock
2014-03-05$18.40/sh−2,708$49,827→ 56,710 total - Tax Payment
Common Stock
2014-03-05$18.40/sh−469$8,630→ 56,241 total - Exercise/Conversion
Common Stock
2014-03-05$10.97/sh+12,200$133,834→ 68,441 total - Tax Payment
Common Stock
2014-03-05$18.40/sh−1,790$32,936→ 59,378 total - Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2014-03-05$18.40/sh−12,200$224,480→ 0 totalExercise: $10.97From: 2014-01-31Exp: 2021-01-30→ Common Stock (12,200 underlying) - Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2014-03-05$18.40/sh−4,000$73,600→ 4,000 totalExercise: $12.46From: 2011-03-04Exp: 2020-03-03→ Common Stock (4,000 underlying) - Tax Payment
Common Stock
2014-03-05$18.40/sh−7,273$133,823→ 61,168 total
Footnotes (4)
- [F1]Payment of purchase price by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3.
- [F2]Payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3.
- [F3]All options are fully vested.
- [F4]Option granted 3/04/10. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years.
Documents
Issuer
UMPQUA HOLDINGS CORP
CIK 0001077771
Entity typeoperating
IncorporatedOR
Related Parties
1- filerCIK 0001077771
Filing Metadata
- Form type
- 4
- Filed
- Mar 4, 7:00 PM ET
- Accepted
- Mar 5, 6:08 PM ET
- Size
- 16.1 KB