Earnings Feed
Start Free
Home/Filings/4/0001077771-14-000042
4//SEC Filing

UMPQUA HOLDINGS CORP 4

Accession 0001077771-14-000042

CIK 0001077771operating
View on SEC.govCompany Profile

Filed

Mar 11, 8:00 PM ET

Accepted

Mar 12, 3:16 PM ET

Size

19.4 KB

Accession

0001077771-14-000042

Insider Transaction Report

Form 4
Period: 2014-03-12
UMPQUA HOLDINGS CORPUMPQ
BAKER BARBARA J
EVP/Cultural Enhancement
Transactions
  • Tax Payment

    Common Stock

    2014-03-12$18.73/sh−985$18,449→ 39,780 total
  • Exercise/Conversion

    Common Stock

    2014-03-12$10.97/sh+5,000$54,850→ 44,412 total
  • Tax Payment

    Common Stock

    2014-03-12$18.73/sh−368$6,893→ 39,412 total
  • Tax Payment

    Common Stock

    2014-03-12$18.73/sh−2,928$54,841→ 41,484 total
  • Exercise/Conversion

    Non-Qualified Stock Option (right to buy)

    2014-03-12$18.73/sh−2,000$37,460→ 0 total
    Exercise: $9.23From: 2010-02-02Exp: 2019-02-01→ Common Stock (2,000 underlying)
  • Exercise/Conversion

    Non-Qualified Stock Option (right to buy)

    2014-03-12$18.73/sh−5,000$93,650→ 0 total
    Exercise: $10.97From: 2012-01-31Exp: 2021-01-30→ Common Stock (5,000 underlying)
  • Exercise/Conversion

    Common Stock

    2014-03-12$9.23/sh+2,000$18,460→ 40,765 total
  • Tax Payment

    Common Stock

    2014-03-12$18.73/sh−753$14,104→ 40,731 total
Holdings

  • Non-Qualified Stock Option (right to buy)

    Exercise: $12.87From: 2011-08-02Exp: 2020-08-01→ Common Stock (8,000 underlying)
    8,000

  • Non-Qualified Stock Option (right to buy)

    Exercise: $23.49From: 2006-01-20Exp: 2015-01-20→ Common Stock (20,000 underlying)
    20,000

  • Common Stock

    (indirect: By 401(k))
    5,516
Footnotes (4)
  • [F1]Payment of purchase price by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3.
  • [F2]Payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3.
  • [F3]All options are fully vested.
  • [F4]Option granted 8/2/2010. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years.

Documents

1 file

Issuer

UMPQUA HOLDINGS CORP

CIK 0001077771

→
Entity typeoperating
IncorporatedOR

Related Parties

1
  • filerCIK 0001077771

Filing Metadata

Form type
4
Filed
Mar 11, 8:00 PM ET
Accepted
Mar 12, 3:16 PM ET
Size
19.4 KB
View on SEC.gov