UMPQUA HOLDINGS CORP 4
4 · UMPQUA HOLDINGS CORP · Filed Mar 12, 2014
Insider Transaction Report
Form 4
BAKER BARBARA J
EVP/Cultural Enhancement
Transactions
- Tax Payment
Common Stock
2014-03-12$18.73/sh−985$18,449→ 39,780 total - Exercise/Conversion
Common Stock
2014-03-12$10.97/sh+5,000$54,850→ 44,412 total - Tax Payment
Common Stock
2014-03-12$18.73/sh−368$6,893→ 39,412 total - Tax Payment
Common Stock
2014-03-12$18.73/sh−2,928$54,841→ 41,484 total - Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2014-03-12$18.73/sh−2,000$37,460→ 0 totalExercise: $9.23From: 2010-02-02Exp: 2019-02-01→ Common Stock (2,000 underlying) - Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2014-03-12$18.73/sh−5,000$93,650→ 0 totalExercise: $10.97From: 2012-01-31Exp: 2021-01-30→ Common Stock (5,000 underlying) - Exercise/Conversion
Common Stock
2014-03-12$9.23/sh+2,000$18,460→ 40,765 total - Tax Payment
Common Stock
2014-03-12$18.73/sh−753$14,104→ 40,731 total
Holdings
- 8,000
Non-Qualified Stock Option (right to buy)
Exercise: $12.87From: 2011-08-02Exp: 2020-08-01→ Common Stock (8,000 underlying) - 20,000
Non-Qualified Stock Option (right to buy)
Exercise: $23.49From: 2006-01-20Exp: 2015-01-20→ Common Stock (20,000 underlying) - 5,516(indirect: By 401(k))
Common Stock
Footnotes (4)
- [F1]Payment of purchase price by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3.
- [F2]Payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3.
- [F3]All options are fully vested.
- [F4]Option granted 8/2/2010. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years.