UMPQUA HOLDINGS CORP 4
4 · UMPQUA HOLDINGS CORP · Filed Jan 29, 2015
Insider Transaction Report
Form 4
WARDLOW MARK
EVP/Chief Credit Officer
Transactions
- Other
Non-Qualified Stock Option (right to buy)
2015-01-21−5,000→ 0 totalExercise: $22.15From: 2005-07-09Exp: 2014-07-09→ Common Stock (5,000 underlying) - Tax Payment
Common Stock
2015-01-27$15.95/sh−1,211$19,315→ 109,607 total - Disposition to Issuer
Common Stock
2015-01-27−1,366→ 115,990 total - Tax Payment
Common Stock
2015-01-27$15.95/sh−5,172$82,493→ 110,818 total
Holdings
- 8,000
Non-Qualified Stock Option (right to buy)
Exercise: $11.89From: 2011-02-05Exp: 2020-02-04→ Common Stock (8,000 underlying)
Footnotes (4)
- [F1]The portion of a performance-based Restricted Stock Award forfeited due to the performance criteria not being met at 100%.
- [F2]Payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3.
- [F3]All shares expired and the executive received no value in connection with the expiration.
- [F4]Option granted 2/5/10. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years.