UMPQUA HOLDINGS CORP 4
4 · UMPQUA HOLDINGS CORP · Filed Feb 2, 2016
Insider Transaction Report
Form 4
NEAL GARY F
EVP/Enterprise Risk
Transactions
- Tax Payment
Common Stock
2016-02-02$14.08/sh−727$10,236→ 84,200 total - Award
Common Stock
2016-02-01+7,200→ 74,127 total - Award
Common Stock
2016-02-01+10,800→ 84,927 total - Tax Payment
Common Stock
2016-01-31$14.48/sh−2,968$42,977→ 66,927 total
Holdings
- 4,000
Non-Qualified Stock Option (right to buy)
Exercise: $11.89From: 2011-02-05Exp: 2020-02-05→ Common Stock (4,000 underlying) - 1,007
Non-Qualified Stock Option (right to buy)
Exercise: $15.50From: 2009-01-28Exp: 2018-01-27→ Common Stock (1,007 underlying)
Footnotes (4)
- [F1]Payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3.
- [F2]RSA granted 2/01/16. Beginning on the first anniversary of the grant date, the grant shares vest 33 1/3% per year for three years.
- [F3]PSA granted 2/01/16. The grant shares vest three years following the grant date to the extent that the issuer's total shareholder return achieves specified targets as compared with the KRXTR regional bank stock index and ROATCE performance.
- [F4]Options are fully vested.