UMPQUA HOLDINGS CORP 4
4 · UMPQUA HOLDINGS CORP · Filed Feb 2, 2016
Insider Transaction Report
Form 4
SEIBLY JOHN GREGORY
SEVP/Consumer Bank President
Transactions
- Award
Common Stock
2016-02-01+12,000→ 206,416 total - Other
Common Stock
2016-02-01+134→ 4,748 total(indirect: By 401(k)) - Award
Common Stock
2016-02-01+28,000→ 234,416 total
Holdings
- 40,737(indirect: By Trust)
Common Stock
- 35,258
Non-Qualified Stock Option (right to buy)
Exercise: $12.16From: 2014-04-29Exp: 2023-04-28→ Common Stock (35,258 underlying)
Footnotes (5)
- [F1]RSA granted 2/01/16. Beginning on the first anniversary of the grant date, the grant shares vest 33 1/3% per year for three years.
- [F2]PSA granted 2/01/16. The grant shares vest three years following the grant date to the extent that the issuer's total shareholder return achieves specified targets as compared with the KRXTR regional bank stock index and ROATCE performance.
- [F3]Holdings reported include shares acquired in the 401(k)/Profit Sharing plan through dividend reinvestment, payroll deferrals and/or employer contributions in transactions that were exempt under Rule 16b-3(c).
- [F4]Not required.
- [F5]Option granted 4/29/2013. Beginning on the first anniversary of the grant date, the option vest 25% per year over four years.