4//SEC Filing
UMPQUA HOLDINGS CORP 4
Accession 0001077771-16-000257
CIK 0001077771operating
Filed
Feb 1, 7:00 PM ET
Accepted
Feb 2, 8:41 PM ET
Size
10.3 KB
Accession
0001077771-16-000257
Insider Transaction Report
Form 4
SEIBLY JOHN GREGORY
SEVP/Consumer Bank President
Transactions
- Award
Common Stock
2016-02-01+12,000→ 206,416 total - Other
Common Stock
2016-02-01+134→ 4,748 total(indirect: By 401(k)) - Award
Common Stock
2016-02-01+28,000→ 234,416 total
Holdings
- 40,737(indirect: By Trust)
Common Stock
- 35,258
Non-Qualified Stock Option (right to buy)
Exercise: $12.16From: 2014-04-29Exp: 2023-04-28→ Common Stock (35,258 underlying)
Footnotes (5)
- [F1]RSA granted 2/01/16. Beginning on the first anniversary of the grant date, the grant shares vest 33 1/3% per year for three years.
- [F2]PSA granted 2/01/16. The grant shares vest three years following the grant date to the extent that the issuer's total shareholder return achieves specified targets as compared with the KRXTR regional bank stock index and ROATCE performance.
- [F3]Holdings reported include shares acquired in the 401(k)/Profit Sharing plan through dividend reinvestment, payroll deferrals and/or employer contributions in transactions that were exempt under Rule 16b-3(c).
- [F4]Not required.
- [F5]Option granted 4/29/2013. Beginning on the first anniversary of the grant date, the option vest 25% per year over four years.
Documents
Issuer
UMPQUA HOLDINGS CORP
CIK 0001077771
Entity typeoperating
IncorporatedOR
Related Parties
1- filerCIK 0001077771
Filing Metadata
- Form type
- 4
- Filed
- Feb 1, 7:00 PM ET
- Accepted
- Feb 2, 8:41 PM ET
- Size
- 10.3 KB