4//SEC Filing
UMPQUA HOLDINGS CORP 4
Accession 0001077771-16-000320
CIK 0001077771operating
Filed
Apr 19, 8:00 PM ET
Accepted
Apr 20, 12:53 PM ET
Size
10.2 KB
Accession
0001077771-16-000320
Insider Transaction Report
Form 4
SEIBLY JOHN GREGORY
SEVP/Consumer Bank President
Transactions
- Other
Common Stock
2016-04-18+841→ 298,842 total - Disposition to Issuer
Common Stock
2016-04-18$16.48/sh−42,401$698,768→ 298,001 total - Other
Common Stock
2016-04-18+46→ 4,794 total(indirect: By 401(k))
Holdings
- 35,258
Non-Qualified Stock Option (right to buy)
Exercise: $12.16From: 2014-04-29Exp: 2023-04-28→ Common Stock (35,258 underlying) - 40,737(indirect: By Trust)
Common Stock
Footnotes (5)
- [F1]Payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3.
- [F2]The additional 841 shares being reported on J. Gregory Seibly's behalf relate to Sterling shares held at merger that the stock transfer agent neglected to exchange in a timely manner.
- [F3]Not required.
- [F4]Holdings reported include shares acquired in the 401(k)/Profit Sharing plan through dividend reinvestment, payroll deferrals and/or employer contributions in transactions that were exempt under Rule 16b-3(c).
- [F5]Option granted 4/29/2013. Beginning on the first anniversary of the grant date, the option vest 25% per year over four years.
Documents
Issuer
UMPQUA HOLDINGS CORP
CIK 0001077771
Entity typeoperating
IncorporatedOR
Related Parties
1- filerCIK 0001077771
Filing Metadata
- Form type
- 4
- Filed
- Apr 19, 8:00 PM ET
- Accepted
- Apr 20, 12:53 PM ET
- Size
- 10.2 KB