UMPQUA HOLDINGS CORP 4
4 · UMPQUA HOLDINGS CORP · Filed Jan 31, 2017
Insider Transaction Report
Form 4
NEAL GARY F
EVP/Enterprise Risk
Transactions
- Disposition to Issuer
Common Stock
2017-01-27$18.21/sh−1,783$32,468→ 68,872 total - Disposition to Issuer
Common Stock
2017-01-27−4,720→ 70,655 total - Disposition to Issuer
Common Stock
2017-01-27$18.21/sh−791$14,404→ 68,081 total
Holdings
- 4,000
Non-Qualified Stock Option (right to buy)
Exercise: $11.89From: 2011-02-05Exp: 2020-02-05→ Common Stock (4,000 underlying) - 1,007
Non-Qualified Stock Option (right to buy)
Exercise: $15.50From: 2009-01-28Exp: 2018-01-27→ Common Stock (1,007 underlying)
Footnotes (4)
- [F1]The portion of a performance-based Restricted Stock Award forfeited (in accordance with Rule 16b-3(e)) due to the performance criteria not being met at 100%.
- [F2]Not required.
- [F3]Payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3.
- [F4]Options are fully vested.