4//SEC Filing
UMPQUA HOLDINGS CORP 4
Accession 0001077771-17-000021
CIK 0001077771operating
Filed
Jan 30, 7:00 PM ET
Accepted
Jan 31, 3:18 PM ET
Size
13.1 KB
Accession
0001077771-17-000021
Insider Transaction Report
Form 4
DAVIS RAYMOND P
DirectorPresident & CEO
Transactions
- Disposition to Issuer
Common Stock
2017-01-27−23,444→ 561,637 total - Other
Common Stock
2017-01-27+61→ 7,367 total(indirect: By 401(k)) - Disposition to Issuer
Common Stock
2017-01-27$18.21/sh−7,834$142,657→ 553,803 total - Other
Common Stock
2017-01-27+63→ 7,698 total(indirect: by SRP Plan)
Holdings
- 2,955(indirect: By IRA)
Common Stock
- 50,000
Non-Qualified Stock Option (right to buy)
Exercise: $26.12From: 2007-12-31Exp: 2017-03-05→ Common Stock (50,000 underlying) - 15,000
Non-Qualified Stock Option (right to buy)
Exercise: $12.87From: 2011-08-02Exp: 2020-08-01→ Common Stock (15,000 underlying)
Footnotes (6)
- [F1]The portion of a performance-based Restricted Stock Award forfeited (in accordance with Rule 16b-3(e)) due to the performance criteria not being met at 100%.
- [F2]Not required.
- [F3]Payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3.
- [F4]Holdings reported include shares acquired in the 401(k)/Profit Sharing plan through dividend reinvestment, payroll deferrals and/or employer contributions in transactions that were exempt under Rule 16b-3(c).
- [F5]Holdings reported include shares acquired pursuant to a dividend reinvestment plan for this account in transactions that were exempt under Rule 16b-3(c).
- [F6]Options are fully vested.
Documents
Issuer
UMPQUA HOLDINGS CORP
CIK 0001077771
Entity typeoperating
IncorporatedOR
Related Parties
1- filerCIK 0001077771
Filing Metadata
- Form type
- 4
- Filed
- Jan 30, 7:00 PM ET
- Accepted
- Jan 31, 3:18 PM ET
- Size
- 13.1 KB