UMPQUA HOLDINGS CORP 4
4 · UMPQUA HOLDINGS CORP · Filed Feb 2, 2017
Insider Transaction Report
Form 4
NEAL GARY F
EVP/Enterprise Risk
Transactions
- Disposition to Issuer
Common Stock
2017-02-01$18.16/sh−851$15,454→ 85,230 total - Award
Common Stock
2017-01-31+10,800→ 78,881 total - Award
Common Stock
2017-01-31+7,200→ 86,081 total
Holdings
- 1,007
Non-Qualified Stock Option (right to buy)
Exercise: $15.50From: 2009-01-28Exp: 2018-01-27→ Common Stock (1,007 underlying) - 4,000
Non-Qualified Stock Option (right to buy)
Exercise: $11.89From: 2011-02-05Exp: 2020-02-05→ Common Stock (4,000 underlying)
Footnotes (4)
- [F1]PSA granted 1/31/17. The grant vests three years following the grant date based on the issuer's total shareholder return performance compared to a regional bank stock index and the issuer's return on tangible common equity compared to a group of peers.
- [F2]RSA granted 1/31/17. Beginning on the first anniversary of the grant date, the grant shares vest 33 1/3% per year for three years.
- [F3]Payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3.
- [F4]Options are fully vested.