NEAL GARY F 4
4 · UMPQUA HOLDINGS CORP · Filed Oct 27, 2017
Insider Transaction Report
Form 4
NEAL GARY F
EVP/Enterprise Risk
Transactions
- Tax Payment
Common Stock
2017-10-26$20.45/sh−763$15,603→ 84,755 total - Tax Payment
Common Stock
2017-10-26$20.45/sh−88$1,800→ 84,667 total - Tax Payment
Common Stock
2017-10-26$20.45/sh−2,325$47,546→ 86,342 total - Tax Payment
Common Stock
2017-10-26$20.45/sh−608$12,434→ 85,734 total - Exercise/Conversion
Common Stock
2017-10-26$11.89/sh+4,000$47,560→ 88,667 total - Exercise/Conversion
Common Stock
2017-10-26$15.50/sh+1,007$15,609→ 85,518 total - Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2017-10-26−4,000→ 0 totalExercise: $11.89From: 2011-02-05Exp: 2020-02-05→ Common Stock (4,000 underlying) - Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2017-10-26−1,007→ 0 totalExercise: $15.50From: 2009-01-28Exp: 2018-01-27→ Common Stock (1,007 underlying)
Footnotes (3)
- [F1]Payment of purchase price by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3.
- [F2]Payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3.
- [F3]Not required.