RODRIGUEZ BRIAN E 4
4 · AMERICA WEST RESOURCES, INC. · Filed Apr 13, 2010
Insider Transaction Report
Form 4
AMERICA WEST RESOURCES, INC.AWSR.OB
RODRIGUEZ BRIAN E
DirectorChief Financial Officer
Transactions
- Other
Common Stock
2009-11-17+750,000→ 1,330,000 total - Award
Option (Right to Buy)
2008-07-01+850,000→ 850,000 totalExercise: $0.45→ Common Stock (850,000 underlying) - Award
Option (Right to Buy)
2010-03-26+1,000,000→ 1,000,000 totalExercise: $0.20→ Common Stock (1,000,000 underlying) - Other
Common Stock
2010-03-26+800,000→ 2,130,000 total
Holdings
- 1,500,000(indirect: See Footnote)
Common Stock
Footnotes (5)
- [F1]Restricted stock award issued as payment for services rendered.
- [F2]Restricted stock award issued as payment for services rendered
- [F3]These shares reported as beneficially owned by the Reporting Person are directly owned by Marathon Advisors, LLC ("Marathon"). The Reporting Person may be deemed to share voting and dispositive power with respect to the shares of common stock of the Issuer beneficially owned by Marathon. The Reporting Person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein.
- [F4]Awarded pursuant to the Issuer's 2008 Stock Option Plan. The options vest 100% on March 24, 2011 and are exercisable at any time within three years of such vesting, provided the Reporting Person's employment with the Issuer is not terminated subsequent to the vesting date.
- [F5]Options vest 33% each year beginning July 2, 2008 and expire five years from date of vesting, being July 2, 2013, 2014, and 2015 respectively.