Home/Filings/4/0001078782-13-002027
4//SEC Filing

TORCHLIGHT ENERGY RESOURCES INC 4

Accession 0001078782-13-002027

CIK 0001431959operating

Filed

Oct 14, 8:00 PM ET

Accepted

Oct 15, 6:05 PM ET

Size

10.8 KB

Accession

0001078782-13-002027

Insider Transaction Report

Form 4
Period: 2013-10-10
WURTELE ROGER N
Chief Financial Officer
Transactions
  • Gift

    STOCK OPTIONS

    2013-10-10300,0000 total
    Exercise: $2.09From: 2013-10-10Exp: 2018-10-10COMMON STOCK (300,000 underlying)
  • Award

    STOCK OPTIONS

    2013-10-10+300,000300,000 total
    Exercise: $2.09From: 2013-10-10Exp: 2018-10-10COMMON STOCK (300,000 underlying)
  • Gift

    STOCK OPTIONS

    2013-10-10+300,000300,000 total(indirect: SEE FOOTNOTE)
    Exercise: $2.09From: 2013-10-10Exp: 2018-10-10COMMON STOCK (300,000 underlying)
Footnotes (4)
  • [F1]100,000 OF THE STOCK OPTIONS VESTED ON OCTOBER 10, 2013, 100,000 WILL VEST ON THE FIRST ANNIVERSARY OF MR. WURTELE'S EMPLOYMENT WITH THE ISSUER, AND 100,000 WILL VEST ON THE SECOND ANNIVERSARY OF HIS EMPLOYMENT WITH THE ISSUER.
  • [F2]EXECUTIVE COMPENSATION.
  • [F3]MR. WURTELE GIFTED THE STOCK OPTIONS TO BIRCH GLEN INVESTMENTS LTD., A LIMITED PARTNERSHIP (THE "LIMITED PARTNERSHIP").
  • [F4]MR. WURTELE HOLDS A PECUNIARY INTEREST IN THE STOCK OPTIONS THAT ARE OWNED BY THE LIMITED PARTNERSHIP. HE AND HIS WIFE TOGETHER HOLD A 60% LIMITED PARTNERSHIP INTEREST IN THE LIMITED PARTNERSHIP. THE GENERAL PARTNER AND 2% OWNER OF THE LIMITED PARTNERSHIP IS A LIMITED LIABILITY COMPANY OF WHICH HE AND HIS WIFE HOLD A 98% INTEREST. THIS FILING SHALL NOT BE DEEMED AN ADMISSION THAT MR. WURTELE IS, FOR PURPOSES OF SECTION 16 OF THE SECURITIES EXCHANGE ACT OF 1934 OR OTHERWISE, THE BENEFICIAL OWNER OF HIS WIFE'S INTEREST IN THE LIMITED PARTNERSHIP OR ANY OTHER INTEREST IN THE LIMITED PARTNERSHIP NOT HELD BY MR. WURTELE.

Issuer

TORCHLIGHT ENERGY RESOURCES INC

CIK 0001431959

Entity typeoperating
IncorporatedNV

Related Parties

1
  • filerCIK 0001431959

Filing Metadata

Form type
4
Filed
Oct 14, 8:00 PM ET
Accepted
Oct 15, 6:05 PM ET
Size
10.8 KB