Alphaeon 1 LLC 3
3 · Evolus, Inc. · Filed Jan 10, 2020
Insider Transaction Report
Form 3
Evolus, Inc.EOLS
Alphaeon 1 LLC
10% Owner
Holdings
- 8,662,346
Common Stock
Footnotes (1)
- [F1]Pursuant to a Contribution Agreement dated January 8, 2020, by and between the Reporting Person and AEON Biopharma, Inc. (formerly known as Alphaeon Corporation) ("AEON"), on January 8, 2020, the Reporting Person acquired by contribution 8,662,346 shares of the Issuer from AEON (the "Contribution"). The shares of the Issuer contributed to the Reporting Person are deemed "restricted securities" under Rule 144 promulgated under the Securities Act of 1933, as amended. At the time of the Contribution, the Reporting Person was a wholly-owned subsidiary of AEON. Immediately after the Contribution, AEON distributed out all of the membership interests of Reporting Person to its stockholders.