Home/Filings/4/0001078782-20-000559
4//SEC Filing

Faulkes Martin Charles 4

Accession 0001078782-20-000559

CIK 0000093314other

Filed

Jul 22, 8:00 PM ET

Accepted

Jul 23, 4:32 PM ET

Size

14.8 KB

Accession

0001078782-20-000559

Insider Transaction Report

Form 4
Period: 2020-07-21
Transactions
  • Tax Payment

    Common Stock

    2020-07-21$3.95/sh24,164$95,4481,567,120 total
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2020-07-2130,0000 total
    Exercise: $3.00From: 2016-02-18Exp: 2020-08-18Common Stock (30,000 underlying)
  • Exercise/Conversion

    Common Stock

    2020-07-21$3.00/sh+30,000$90,0001,597,120 total
  • Tax Payment

    Common Stock

    2020-07-21$3.95/sh26,177$103,3991,570,943 total
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2020-07-2130,0000 total
    Exercise: $2.50From: 2015-02-18Exp: 2020-08-18Common Stock (30,000 underlying)
  • Exercise/Conversion

    Common Stock

    2020-07-21$2.50/sh+30,000$75,0001,591,284 total
Holdings
  • Common Stock

    (indirect: By Trust)
    356,000
Footnotes (2)
  • [F1]Represents the aggregate number of shares of common stock retained by VolitionRx for cancellation as payment of the exercise price in a cashless exercise and to satisfy the tax withholding obligations of the Reporting Person. No shares were sold by the Reporting Person or VolitionRx in such cashless exercise transaction.
  • [F2]These shares of Common Stock are beneficially owned by The Dill Faulkes Educational Trust Limited ("DFET"), a UK registered charity. Mr. Faulkes serves as the chairman, director and trustee of DFET and shares voting and dispositive control over these shares but disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

Issuer

VOLITIONRX LTD

CIK 0000093314

Entity typeother

Related Parties

1
  • filerCIK 0001577872

Filing Metadata

Form type
4
Filed
Jul 22, 8:00 PM ET
Accepted
Jul 23, 4:32 PM ET
Size
14.8 KB