4//SEC Filing
ROCKY MOUNTAIN MINERALS INC 4
Accession 0001079973-07-000558
CIK 0000312583operating
Filed
Jul 1, 8:00 PM ET
Accepted
Jul 2, 6:45 PM ET
Size
13.3 KB
Accession
0001079973-07-000558
Insider Transaction Report
Form 4
ALBERS ERNEST GEOFFREY
Director10% Owner
Transactions
- Purchase
Non-Negotiable Convertible Promissory Note
2007-06-29+3,000,000→ 3,000,000 total(indirect: See footnote)Exercise: $0.03From: 2007-05-01Exp: 2008-06-30→ Common Stock (3,000,000 underlying)
Holdings
- 5,000,000
Common Stock
- 3,000,000(indirect: See footnote)
Non-Negotiable Convertible Promissory Note
Exercise: $0.03From: 2007-05-01Exp: 2007-06-30→ Common Stock (3,000,000 underlying) - 25,593,400(indirect: See footnotes)
Common Stock
Footnotes (4)
- [F1]10,593,400 shares of Common Stock issued in 1987 and previously reported, are held in the following names: Great Missenden Group Pty Ltd 5,593,400 Great Australia Corporation Pty Ltd 2,000,000 Otway Oil & Gas Pty Ltd 3,000,000 The Reporting Person is a shareholder and director of each of these companies and may hold dispositive power over certain shares held by Great Missenden Group Pty Ltd, Great Australia Corporation Pty Ltd and Otway Oil & Gas Pty Ltd. The Reporting Person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for the purposes of Section 16 or any other purpose.
- [F2]5,000,000 shares of Common Stock issued in May 2003 and previously reported, are held pursuant to the terms of and for the consideration set out in a Farmin Agreement made between Rocky Mountain Minerals, Inc and each of Octanex NL and Strata Resources NL and pursuant to a Deed of Settlement made by Rocky Mountain Minerals, Inc. as Settlor and Fidelity Investments Ltd as Trustee. The Reporting Person may be deemed to have a pecuniary interest in such Common Stock as the Reporting Person is a director and shareholder of each of Octanex NL and Strata Resources NL, the beneficiaries of a Deed of Settlement and resulting trust for sale. Neither Octanex NL nor Strata Resources NL have any dispositive power in respect to such securities, but are entitled in the circumstances set out in the Deed of Settlement and the Farmin Agreement to the proceeds of sale of such trust securities. The Reporting Person disclaims beneficial ownership of the shares held by Fidelity Investments
- [F3]10,000,000 shares of Common Stock previously reported and acquired by Fidelity Investments Ltd as Trustee for the aforesaid Deed of Settlement. The Reporting Person disclaims beneficial ownership of the shares held by Fidelity Investments Ltd, except to the extent of his indirect and remote pecuniary interest therein as a director and shareholder in each of Octanex NL and Strata Resources NL. The inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of any or all of the reported shares for the purposes of Section 16 or any other purpose.
- [F4]An aggregate of 9,000,000 shares of common stock made up of 3,000,000 shares being the underlying securities to the first tranche of $75,000, a further 3,000,000 shares to the second tranche of $75,000 and a further 3,000,000 shares to the third tranche of $75,000 in relation to a $300,000 Non-Negotiable Convertible Promissory Note issued to Great Missenden Holdings Pty Ltd. The Reporting Person may be deemed to have a pecuniary interest in such underlying securities as the Reporting Person is a director and shareholder of Great Missenden holdings Pty Ltd. The Reporting Person disclaims beneficial ownership of such underlying securities, except to the extent of his indirect and remote pecuniary interest therein as a director and shareholder of Great Missenden Holdings Pty Ltd. The inclusion of these shares shall not be deemed an admission of beneficial ownership of any or all of the shares for the purposes of Section 16 or any other purpose.
Documents
Issuer
ROCKY MOUNTAIN MINERALS INC
CIK 0000312583
Entity typeoperating
IncorporatedWY
Related Parties
1- filerCIK 0000312583
Filing Metadata
- Form type
- 4
- Filed
- Jul 1, 8:00 PM ET
- Accepted
- Jul 2, 6:45 PM ET
- Size
- 13.3 KB