4//SEC Filing
BATES LES 4
Accession 0001079973-08-000682
CIK 0001140586other
Filed
Jul 24, 8:00 PM ET
Accepted
Jul 25, 2:26 PM ET
Size
9.9 KB
Accession
0001079973-08-000682
Insider Transaction Report
Form 4
BATES LES
DirectorChief Financial Officer
Transactions
- Purchase
Common Stock $0.001 Par Value
2008-07-23$1.01/sh+50,000$50,500→ 174,069 total - Award
Common Stock Options (right to buy) $0.01 Par Value
2008-07-23+1,000,000→ 1,200,000 totalExercise: $1.01From: 2008-07-23Exp: 2018-07-23→ Common Stock (1,200,000 underlying)
Holdings
- 1,200,000
Common Stock Options (right to buy)
→ Common Stock (1,200,000 underlying) - 19,551(indirect: See note)
Common Stock $0.001 Par Value
Footnotes (3)
- [F1]Includes 19,551 shares owned by Natural Resources Group, Inc., in which Mr. Bates is an officer, director and principal shareholder of the corporation.
- [F2]Includes (i) options to acquire 25,000 shares of Common Stock from the Company at a price of $1.00 expiring in 2013, (ii) options to acquire 100,000 shares of Common Stock from the Company at a price of $0.75 expiring in 2014, (iii) options to acquire 75,000 shares of Common Stock from the Company at a price of $1.15 expiring in 2015.(iv) options to acquire 1,000,000 shares of Common Stock from the Company at a price of $1,25 expiring in 2016 which vests 125,000 shares each fiscal quarter ending November 30, February 28, May 31, and August 31 through November 30, 2008
- [F3]Options to acquire 1,000,000 shares of Common Stock from the Company at a price of $1,01expiring in 2018.which vests 125,000 shares each fiscal quarter ending August 31,November 30, February 28, May 31, and August 31 through November 30, 2010
Documents
Issuer
NEW FRONTIER ENERGY INC
CIK 0001140586
Entity typeother
Related Parties
1- filerCIK 0001272557
Filing Metadata
- Form type
- 4
- Filed
- Jul 24, 8:00 PM ET
- Accepted
- Jul 25, 2:26 PM ET
- Size
- 9.9 KB