4//SEC Filing
PEIERLS E JEFFREY 4
Accession 0001079973-12-000428
CIK 0001316644other
Filed
Jun 3, 8:00 PM ET
Accepted
Jun 4, 8:37 PM ET
Size
53.4 KB
Accession
0001079973-12-000428
Insider Transaction Report
Form 4
AeroGrow International, Inc.AERO.PK
PEIERLS E JEFFREY
10% Owner
Transactions
- Conversion
Common Stock
2012-05-31$0.01/sh+825,000$8,250→ 2,341,712 total(indirect: By the UD J.N. Peierls for B.E. Peierls) - Conversion
Common Stock Warrant
2012-05-31−650,000→ 0 total(indirect: By the UD E.F. Peierls for B.E. Peierls)Exercise: $0.01From: 2010-05-06Exp: 2015-05-06→ Common Stock (650,000 underlying) - Conversion
Common Stock
2012-05-31$0.01/sh+1,750,000$17,500→ 4,967,266 total(indirect: By Trust) - Conversion
Common Stock Warrant
2012-05-31−3,000,000→ 0 totalExercise: $0.01From: 2010-05-06Exp: 2015-05-06→ Common Stock (3,000,000 underlying) - Conversion
Common Stock Warrant
2012-05-31−20,000,000→ 0 total(indirect: By Foundation)Exercise: $0.01From: 2010-05-06Exp: 2015-05-06→ Common Stock (20,000,000 underlying) - Conversion
Common Stock Warrant
2012-05-31−825,000→ 0 total(indirect: By the UD J.N. Peierls for B.E. Peierls)Exercise: $0.01From: 2010-05-06Exp: 2015-05-06→ Common Stock (825,000 underlying) - Conversion
Common Stock
2012-05-31$0.01/sh+3,000,000$30,000→ 8,515,313 total - Conversion
Common Stock Warrant
2012-05-31−550,000→ 0 total(indirect: By the UW E.S. Peierls for BEP Art VI-Accum)Exercise: $0.01From: 2010-05-06Exp: 2015-05-06→ Common Stock (550,000 underlying) - Conversion
Common Stock
2012-05-31$0.01/sh+650,000$6,500→ 1,844,985 total(indirect: By the UD E.F. Peierls for B.E. Peierls) - Conversion
Common Stock
2012-05-31$0.01/sh+20,000,000$200,000→ 56,768,754 total(indirect: By Foundation) - Conversion
Common Stock Warrant
2012-05-31−825,000→ 0 total(indirect: By the UD J.N. Peierls for E.J. Peierls)Exercise: $0.01From: 2010-05-06Exp: 2015-05-06→ Common Stock (825,000 underlying) - Conversion
Common Stock Warrant
2012-05-31−800,000→ 0 total(indirect: By the UW J.N. Peierls for B.E. Peierls)Exercise: $0.01From: 2010-05-06Exp: 2015-05-06→ Common Stock (800,000 underlying) - Conversion
Common Stock
2012-05-31$0.01/sh+825,000$8,250→ 2,341,712 total(indirect: By the UD J.N. Peierls for E.J. Peierls) - Conversion
Common Stock
2012-05-31$0.01/sh+550,000$5,500→ 1,561,141 total(indirect: By the UW E.S. Peierls for BEP Art VI-Accum) - Conversion
Common Stock
2012-05-31$0.01/sh+800,000$8,000→ 2,270,751 total(indirect: By the UW J.N. Peierls E.J. Peierls) - Conversion
Common Stock
2012-05-31$0.01/sh+800,000$8,000→ 2,270,751 total(indirect: By the UW J.N. Peierls for B.E. Peierls) - Conversion
Common Stock Warrant
2012-05-31−1,750,000→ 0 total(indirect: By Trust)Exercise: $0.01From: 2010-05-06Exp: 2015-05-06→ Common Stock (1,750,000 underlying) - Conversion
Common Stock Warrant
2012-05-31−800,000→ 0 total(indirect: By the UW J.N. Peierls E.J. Peierls)Exercise: $0.01From: 2010-05-06Exp: 2015-05-06→ Common Stock (800,000 underlying) - Conversion
Common Stock
2012-05-31$0.01/sh+650,000$6,500→ 1,844,985 total(indirect: By the UD E.F. Peierls for E.J. Peierls) - Conversion
Common Stock
2012-05-31$0.01/sh+425,000$4,250→ 1,206,337 total(indirect: By the UD E.S. Peierls for E.F. Peierls et al) - Conversion
Common Stock
2012-05-31$0.01/sh+375,000$3,750→ 1,064,415 total(indirect: By the UW E.S. Peierls for EJP Art VI-Accum) - Conversion
Common Stock Warrant
2012-05-31−650,000→ 0 total(indirect: By the UD E.F. Peierls for E.J. Peierls)Exercise: $0.01From: 2010-05-06Exp: 2015-05-06→ Common Stock (650,000 underlying) - Conversion
Common Stock Warrant
2012-05-31−425,000→ 0 total(indirect: By the UD E.S. Peierls for E.F. Peierls et al)Exercise: $0.01From: 2010-05-06Exp: 2015-05-06→ Common Stock (425,000 underlying) - Conversion
Common Stock Warrant
2012-05-31−375,000→ 0 total(indirect: By the UW E.S. Peierls for EJP Art VI-Accum)Exercise: $0.01From: 2010-05-06Exp: 2015-05-06→ Common Stock (375,000 underlying)
Footnotes (12)
- [F1]Warrants exercised pursuant to a temporary exercise price reset to $0.01 per share made available to all of the Issuer's warrant holders through May 31, 2012, as described in the Issuer's Form 8-K filed with the Securities and Exchange Commission on May 8, 2012. Pursuant to the terms of the Issuer's temporary exercise price reset, investors holding specified classes of warrants were eligible to receive 1.5 new warrants for every warrant exercised during the temporary exercise period. The new warrants also had an exercise price of $0.01 per share and an expiration date of May 31, 2012.
- [F10]Mr. Peierls is a Co-Trustee of the UW E.S. Peierls for EJP Art VI-Accum Trust (the "Trust") and may be deemed to indirectly own the securities owned by the Trust.
- [F11]Mr. Peierls is a Co-Trustee of the UW J.N. Peierls for E.J. Peierls Trust (the "Trust") and may be deemed to indirectly own the securities owned by the Trust.
- [F12]Mr. Peierls is a Co-Trustee of the UW J.N. Peierls for B.E. Peierls Trust (the "Trust") and may be deemed to indirectly own the securities owned by the Trust.
- [F2]Mr. Peierls is President and a Director of The Peierls Foundation, Inc. ("Foundation") and may be deemed to indirectly own the securities owned by the Foundation.
- [F3]Mr. Peierls is a Co-Trustee of the UD E.F. Peierls for B.E. Peierls Trust (the "Trust") and may be deemed to indirectly own the securities owned by the Trust.
- [F4]Mr. Peierls is a Co-Trustee of the UD E.F. Peierls for E.J. Peierls Trust (the "Trust") and may be deemed to indirectly own the securities owned by the Trust.
- [F5]Mr. Peierls is a Co-Trustee of the UD E.S. Peierls for E.F. Peierls et al Trust ("Trust") and may be deemed to indirectly own the securities owned by the Trust.
- [F6]Mr. Peierls is a Co-Trustee of the U.D. Ethel F. Peierls Charitable Lead Trust (the "Trust") and may be deemed to indirectly own the securities owned by the Trust.
- [F7]Mr. Peierls is a Co-Trustee of the UD J.N.. Peierls for B.E. Peierls Trust (the "Trust") and may be deemed to indirectly own the securities owned by the Trust.
- [F8]Mr. Peierls is a Co-Trustee of the UW J.N. Peierls for E.J. Peierls Trust (the "Trust") and may be deemed to indirectly own the securities owned by the Trust.
- [F9]Mr. Peierls is a Co-Trustee of the UW E.S. Peierls for BEP Art VI-Accum Trust (the "Trust") and may be deemed to indirectly own the securities owned by the Trust.
Documents
Issuer
AeroGrow International, Inc.
CIK 0001316644
Entity typeother
Related Parties
1- filerCIK 0000942453
Filing Metadata
- Form type
- 4
- Filed
- Jun 3, 8:00 PM ET
- Accepted
- Jun 4, 8:37 PM ET
- Size
- 53.4 KB