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4//SEC Filing

Young Lachlan Grant 4

Accession 0001079973-20-000505

CIK 0001128189other
View on SEC.govCompany Profile

Filed

Jun 14, 8:00 PM ET

Accepted

Jun 15, 9:14 PM ET

Size

18.2 KB

Accession

0001079973-20-000505

Insider Transaction Report

Form 4
Period: 2020-06-12
ProtoKinetix, Inc.PKTX
Young Lachlan Grant
10% Owner
Transactions
  • Award

    Stock Option

    2020-06-12+3,500,000→ 3,500,000 total
    Exercise: $0.12Exp: 2026-06-11→ Common Stock (3,500,000 underlying)
  • Disposition to Issuer

    Stock Option

    2020-06-12−5,000,000→ 0 total
    Exercise: $0.26Exp: 2024-07-14→ Common Stock (5,000,000 underlying)
Holdings

  • Common Stock

    (indirect: See footnote)
    1,125,600

  • Warrant

    Exercise: $0.26From: 2019-07-15Exp: 2024-07-14→ Common Stock (6,000,000 underlying)
    6,000,000

  • Stock Option

    Exercise: $0.26Exp: 2024-07-14→ Common Stock (5,000,000 underlying)
    5,000,000

  • Stock Option

    Exercise: $0.11Exp: 2024-11-17→ Common Stock (5,000,000 underlying)
    5,000,000

  • Stock Option

    Exercise: $0.14Exp: 2026-03-25→ Common Stock (5,000,000 underlying)
    5,000,000

  • Common Stock

    10,021,250

  • Stock Option

    Exercise: $0.26Exp: 2024-07-14→ Common Stock (5,000,000 underlying)
    5,000,000

  • Stock Option

    Exercise: $0.09Exp: 2023-11-08→ Common Stock (5,000,000 underlying)
    5,000,000

  • Stock Option

    Exercise: $0.14Exp: 2026-03-25→ Common Stock (5,000,000 underlying)
    5,000,000
Footnotes (7)
  • [F1]Owned by Mr. Young's wife.
  • [F2]Cancelation of options for no value received.
  • [F3]Options issued pursuant to the Company's Amended 2017 Stock Option and Stock Bonus Plan on June 12, 2020. Fully vested.
  • [F4]Options issued pursuant to the Company's Amended 2017 Stock Option and Stock Bonus Plan on July 15, 2019. 1,250,000 shares of common stock vest on October 13, 2019; thereafter 1,250,000 shares vest every three months.
  • [F5]Options issued pursuant to the Company's Amended 2017 Stock Option and Stock Bonus Plan on November 18, 2019. 1,250,000 shares of common stock vest on February 18, 2020; thereafter 1,250,000 shares vest every three months until fully vested.
  • [F6]Options issued pursuant to the Amended 2017 Stock Option and Stock Bonus Plan on November 9, 2018. 1,250,000 shares of common stock vest March 31, 2019; thereafter 1,250,000 shall vest every three months.
  • [F7]Options issued pursuant to the Company's Amended 2017 Stock Option and Stock Bonus Plan on March 26, 2020. Fully vested

Documents

1 file

Issuer

ProtoKinetix, Inc.

CIK 0001128189

→
Entity typeother

Related Parties

1
  • filerCIK 0001672870

Filing Metadata

Form type
4
Filed
Jun 14, 8:00 PM ET
Accepted
Jun 15, 9:14 PM ET
Size
18.2 KB
View on SEC.gov