4//SEC Filing
Theriot Lyle Joseph 4
Accession 0001079973-21-000442
CIK 0001167419other
Filed
May 27, 8:00 PM ET
Accepted
May 28, 5:01 PM ET
Size
6.5 KB
Accession
0001079973-21-000442
Insider Transaction Report
Form 4
Theriot Lyle Joseph
Subsidiary Officer See Remarks
Transactions
- Award
Restricted Stock Units
2021-05-26+9,949→ 9,949 totalExercise: $0.00→ Common Stock (9,949 underlying)
Footnotes (3)
- [F1]Vested restricted stock units ("RSUs") granted under the Riot Blockchain, Inc. 2019 Equity Incentive Plan, as amended, (the "Plan") covert into shares of the Issuer's Common Stock on a one-for-one basis upon settlement by the Issuer in accordance with the procedures of the Plan.
- [F2]On May 26, 2021, the Reporting Person was granted an award of 9,949 RSUs under the Plan pursuant to an equity award agreement between the Issuer and the Reporting Person (the "Award Agreement"). Subject to the terms and conditions set forth in the Award Agreement, these 9,949 RSUs are eligible to vest in four (4) equal quarterly installments following the grant date.
- [F3]Represents the total direct and indirect beneficial ownership of the security held by the Reporting Person immediately following the issuance reported by this Form 4.
Documents
Issuer
Riot Blockchain, Inc.
CIK 0001167419
Entity typeother
Related Parties
1- filerCIK 0001864143
Filing Metadata
- Form type
- 4
- Filed
- May 27, 8:00 PM ET
- Accepted
- May 28, 5:01 PM ET
- Size
- 6.5 KB