4//SEC Filing
Guzzetta Michael Richard 4
Accession 0001079973-21-000564
CIK 0001128189other
Filed
Jun 27, 8:00 PM ET
Accepted
Jun 28, 6:46 PM ET
Size
19.7 KB
Accession
0001079973-21-000564
Insider Transaction Report
Form 4
Transactions
- Exercise/Conversion
Stock Option
2021-04-13−750,000→ 0 totalExercise: $0.07Exp: 2021-11-14→ Common Stock (750,000 underlying) - Sale
Common Stock
2021-04-21$0.19/sh−2,500$475→ 726,369 total - Sale
Common Stock
2021-04-22$0.21/sh−11,500$2,450→ 714,869 total - Sale
Common Stock
2021-04-26$0.25/sh−12,000$2,964→ 702,869 total - Sale
Common Stock
2021-04-27$0.23/sh−1,500$348→ 701,369 total - Exercise/Conversion
Common Stock
2021-04-13$0.07/sh+555,556$38,889→ 728,869 total - Tax Payment
Common Stock
2021-04-13$0.07/sh+194,444$13,611→ 728,869 total
Holdings
- 3,500,000
Stock Option
Exercise: $0.12Exp: 2026-06-11→ Common Stock (3,500,000 underlying) - 4,000,000
Stock Option
Exercise: $0.11Exp: 2024-11-17→ Common Stock (4,000,000 underlying)
Footnotes (7)
- [F1]Represents a "net exercise" of outstanding vested stock options. These shares were withheld by the Company for payment of the exercise price and applicable taxes, based on the market price of the Company common stock on April 13, 2021 of $0.27.
- [F2]This transaction was executed in multiple trades at prices ranging from $0.20 to $0.215. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F3]This transaction was executed in multiple trades at prices ranging from $0.24 to $0.25. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F4]Options exercised pursuant to 2017 Stock Option and Stock Bonus Plan.
- [F5]Options issued pursuant to the Company's Amended 2017 Stock Option and Stock Bonus Plan on June 12, 2020. Fully vested.
- [F6]Options issued pursuant to the Company's Amended 2017 Stock Option and Stock Bonus Plan on November 18, 2019. 1,000,000 shares of common stock vest on February 18, 2020; thereafter 1,000,000 shares vest every three months until fully vested on November 18, 2020.
- [F7]Options issued pursuant to the Amended 2017 Stock Option and Stock Bonus Plan on November 9, 2018. 1,000,000 shares of common stock vest March 31, 2019; thereafter 1,000,000 shall vest every three months until fully vested on December 31, 2019.
Documents
Issuer
ProtoKinetix, Inc.
CIK 0001128189
Entity typeother
Related Parties
1- filerCIK 0001612614
Filing Metadata
- Form type
- 4
- Filed
- Jun 27, 8:00 PM ET
- Accepted
- Jun 28, 6:46 PM ET
- Size
- 19.7 KB