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4//SEC Filing

Young Lachlan Grant 4

Accession 0001079973-21-000711

CIK 0001128189other

View on SEC.gov Company Profile

Filed

Aug 5, 8:00 PM ET

Accepted

Aug 6, 7:54 PM ET

Size

25.1 KB

Accession

0001079973-21-000711

Insider Transaction Report

Form 4

Period: 2021-08-04

ProtoKinetix, Inc.PKTX

Young Lachlan Grant

10% Owner

Transactions

Award
Stock Option
2021-08-04+780,000→ 780,000 total
Exercise: $0.11Exp: 2028-08-03→ Common Stock (780,000 underlying)
Disposition to Issuer
Stock Option
2021-08-04−5,000,000→ 0 total
Exercise: $0.26Exp: 2024-07-14→ Common Stock (5,000,000 underlying)
Disposition to Issuer
Stock Option
2021-08-04−5,000,000→ 0 total
Exercise: $0.26Exp: 2024-07-14→ Common Stock (5,000,000 underlying)
Disposition to Issuer
Stock Option
2021-08-04−3,500,000→ 0 total
Exercise: $0.12Exp: 2026-06-11→ Common Stock (3,500,000 underlying)
Disposition to Issuer
Stock Option
2021-08-04−5,000,000→ 0 total
Exercise: $0.14Exp: 2026-03-25→ Common Stock (5,000,000 underlying)
Disposition to Issuer
Stock Option
2021-08-04−5,000,000→ 0 total
Exercise: $0.11Exp: 2024-11-17→ Common Stock (5,000,000 underlying)
Disposition to Issuer
Stock Option
2021-08-04−5,000,000→ 0 total
Exercise: $0.09Exp: 2023-11-08→ Common Stock (5,000,000 underlying)
Disposition to Issuer
Stock Option
2021-08-04−5,000,000→ 0 total
Exercise: $0.14Exp: 2026-03-25→ Common Stock (5,000,000 underlying)
Award
Stock Option
2021-08-04+33,500,000→ 33,500,000 total
Exercise: $0.11Exp: 2028-08-03→ Common Stock (33,500,000 underlying)

Holdings

Common Stock
10,021,250
Common Stock
(indirect: See footntoe)
1,125,600
Warrant
Exercise: $0.26From: 2019-07-15Exp: 2024-07-14→ Common Stock (6,000,000 underlying)
6,000,000

Footnotes (4)

[F1]Owned by Mr. Young's wife.
[F2]Cancelation of options for no value received.
[F3]Options granted pursuant to Amended 2017 Stock Option and Stock Bonus Plan on August 4, 2021. Fully vested.
[F4]Options granted pursuant to Amended 2017 Stock Option and Stock Bonus Plan on August 4, 2021. 195,000 shares of common stock vest on September 30, 2021; thereafter 195,000 shares vest every three months.

Documents

1 file

4
ownership.xmlPrimary

Issuer

ProtoKinetix, Inc.

CIK 0001128189

Entity typeother

Related Parties

1

filerCIK 0001672870

Filing Metadata

Form type: 4
Filed: Aug 5, 8:00 PM ET
Accepted: Aug 6, 7:54 PM ET
Size: 25.1 KB

View on SEC.gov