4//SEC Filing
Theriot Lyle Joseph 4
Accession 0001079973-21-001027
CIK 0001167419other
Filed
Oct 13, 8:00 PM ET
Accepted
Oct 14, 7:10 PM ET
Size
10.4 KB
Accession
0001079973-21-001027
Insider Transaction Report
Form 4
Theriot Lyle Joseph
Subsidiary Officer See Remarks
Transactions
- Exercise/Conversion
Restricted Stock Units
2021-10-13−34,974→ 4,975 totalExercise: $0.00→ Common Stock (34,974 underlying) - Exercise/Conversion
Common Stock
2021-10-13+34,974→ 34,974 total - Tax Payment
Common Stock
2021-10-13$25.25/sh−10,492$264,923→ 24,482 total
Footnotes (4)
- [F1]Vested restricted stock units ("RSU") and vested performance-based restricted stock units ("PSUs") awarded to the Reporting Person under the Riot Blockchain, Inc. 2019 Equity Incentive Plan, as amended, (the "Plan") are convertible into shares of the Issuer's common stock, no par value per share, ("Common Stock") on a one-for-one basis, subject to any net settlement for taxes permitted under the Plan, upon settlement by the Issuer in accordance with the procedures of the Plan.
- [F2]Represents the total direct and indirect ownership of the indicated security held by the Reporting Person immediately following the reported transaction.
- [F3]Represents shares of Common Stock withheld for taxes in connection with the settlement by the Issuer following vesting of 4,974 RSUs and 30,000 PSUs previously granted to the Reporting Person under the Plan.
- [F4]The conversion of 4,974 vested RSUs reported in Table II relates to the settlement by the Issuer of the vested portion of the 9,949 RSUs granted to the Reporting Person on May 12, 2021, which are eligible to vest in four quarterly installments after the grant date. The conversion of the 30,000 vested PSUs reported in Table II relates to the settlement by the Issuer of vested PSUs awarded to the Reporting Person on August 12, 2021, which vested upon the Issuer's attainment of the specified performance objectives corresponding to 30,000 PRSUs under the Plan.
Documents
Issuer
Riot Blockchain, Inc.
CIK 0001167419
Entity typeother
Related Parties
1- filerCIK 0001864143
Filing Metadata
- Form type
- 4
- Filed
- Oct 13, 8:00 PM ET
- Accepted
- Oct 14, 7:10 PM ET
- Size
- 10.4 KB