4//SEC Filing
MCGONEGAL JEFFREY 4
Accession 0001079973-22-000084
CIK 0001167419other
Filed
Jan 17, 7:00 PM ET
Accepted
Jan 18, 9:32 PM ET
Size
6.9 KB
Accession
0001079973-22-000084
Insider Transaction Report
Form 4
MCGONEGAL JEFFREY
Chief Financial Officer
Transactions
- Award
Restricted Stock Units
2022-01-14+44,000→ 49,000 totalExercise: $0.00→ Common Stock (44,000 underlying)
Footnotes (3)
- [F1]Pursuant to the Riot Blockchain, Inc. 2019 Equity Incentive Plan, as amended, (the "Plan") each performance-based restricted stock unit ("PSUs") represents a contingent right to receive one share of the Issuer's common stock, no par value per share, ("Common Stock") subject to any net settlement permitted under the Plan and approved by the Issuer's Compensation and Human Resources Committee (the "Committee"), following vesting and settlement by the Issuer.
- [F2]On August 12, 2021, the Reporting Person was granted PSUs, which are eligible to vest contingent upon the Issuer's achievement of certain performance criteria during the performance period ending on December 31, 2023. The Committee determined that, as of December 31, 2021, the performance criteria corresponding to 44,000 PSUs had been achieved. Accordingly, the 44,000 PSUs reported on this Form 4 became vested and eligible to be settled by the Issuer as restricted stock units in accordance with the Plan.
- [F3]Represents the total direct and indirect beneficial ownership of the security held by the Reporting Person immediately following the issuance reported by this Form 4.
Documents
Issuer
Riot Blockchain, Inc.
CIK 0001167419
Entity typeother
Related Parties
1- filerCIK 0001187604
Filing Metadata
- Form type
- 4
- Filed
- Jan 17, 7:00 PM ET
- Accepted
- Jan 18, 9:32 PM ET
- Size
- 6.9 KB