Home/Filings/4/0001079973-22-000214
4//SEC Filing

Schacht Oliver 4

Accession 0001079973-22-000214

CIK 0001293818other

Filed

Mar 3, 7:00 PM ET

Accepted

Mar 4, 11:01 AM ET

Size

12.8 KB

Accession

0001079973-22-000214

Insider Transaction Report

Form 4
Period: 2022-03-02
Schacht Oliver
DirectorChief Executive Officer
Transactions
  • Exercise/Conversion

    Restricted Stock Units

    2022-03-0338,75038,750 total
    Common Stock (38,750 underlying)
  • Award

    Restricted Stock Units

    2022-03-02+75,00075,000 total
    Common Stock (75,000 underlying)
  • Award

    Stock Option Award

    2022-03-02+75,00075,000 total
    Exercise: $0.81Exp: 2032-03-02Common Stock (75,000 underlying)
  • Exercise/Conversion

    Common Stock

    2022-03-03+38,75068,750 total
Holdings
  • Common Stock

    (indirect: As custodian for minor son)
    5,000
Footnotes (6)
  • [F1]Represents vesting of restricted stock units ("RSUs") granted in March 2021 that convert into common stock on a one-for-one basis.
  • [F2]On March 3, 2021, the Reporting Person was granted 77,500 RSUs. The RSUs were granted subject to forfeiture, which forfeiture restrictions will lapse as to one half of the award on the first and second anniversaries of the date of grant, subject to acceleration as set forth in the Reporting Person's employment agreement with the Registrant.
  • [F3]The exercise price is based on the closing price for shares of OpGen common stock on the date of grant.
  • [F4]Stock option granted under the terms and provisions of the OpGen 2015 Equity Incentive Plan. The stock option vests in two equal annual installments beginning on March 2, 2023.
  • [F5]Each RSU represents a contingent right to receive one share of OpGen common stock.
  • [F6]RSUs granted on March 2, 2022 pursuant to the OpGen 2015 Equity Incentive Plan. The RSUs have a two year vesting schedule, vesting annually in equal installments beginning March 2, 2023.

Documents

1 file

Issuer

OPGEN INC

CIK 0001293818

Entity typeother

Related Parties

1
  • filerCIK 0001808932

Filing Metadata

Form type
4
Filed
Mar 3, 7:00 PM ET
Accepted
Mar 4, 11:01 AM ET
Size
12.8 KB