|4Mar 4, 11:03 AM ET

Bacher Johannes 4

4 · OPGEN INC · Filed Mar 4, 2022

Insider Transaction Report

Form 4
Period: 2022-03-02
Bacher Johannes
Chief Operating Officer
Transactions
  • Award

    Restriced Stock Units

    2022-03-02+45,00045,000 total
    Common Stock (45,000 underlying)
  • Exercise/Conversion

    Common Stock

    2022-03-03+21,25081,250 total
  • Exercise/Conversion

    Restricted Stock Units

    2022-03-0321,25021,250 total
    Common Stock (21,250 underlying)
  • Award

    Stock Option Award

    2022-03-02+45,00045,000 total
    Exercise: $0.81Exp: 2032-03-02Common Stock (45,000 underlying)
Footnotes (6)
  • [F1]Represents vesting of restricted stock units ("RSUs") granted in March 2021 that convert into common stock on a one-for-one basis.
  • [F2]On March 3, 2021, the Reporting Person was granted 42,500 RSUs. The RSUs were granted subject to forfeiture, which forfeiture restrictions will lapse as to one half of the award on the first and second anniversaries of the date of grant, subject to acceleration as set forth in the Reporting Person's employment agreement with the Registrant.
  • [F3]The exercise price is based on the closing price for shares of OpGen common stock on the date of grant.
  • [F4]Stock option granted under the terms and provisions of the OpGen 2015 Equity Incentive Plan. The stock option vests in two equal annual installments beginning on March 2, 2023.
  • [F5]Each RSU represents a contingent right to receive one share of OpGen common stock.
  • [F6]RSUs granted on March 2, 2022 pursuant to the OpGen 2015 Equity Incentive Plan. The RSUs have a two year vesting schedule, vesting annually in equal installments beginning March 2, 2023.

Documents

1 file
  • 4
    ownership.xmlPrimary