4//SEC Filing
D'Ambrosio Lance Varro 4
Accession 0001079973-22-000303
CIK 0001167419other
Filed
Mar 17, 8:00 PM ET
Accepted
Mar 18, 5:09 PM ET
Size
8.4 KB
Accession
0001079973-22-000303
Insider Transaction Report
Form 4
D'Ambrosio Lance Varro
Director
Transactions
- Exercise/Conversion
Restricted Stock Units
2022-03-16−2,500→ 17,500 totalExercise: $0.00→ Common Stock (2,500 underlying) - Exercise/Conversion
Common Stock
2022-03-16+2,500→ 2,500 total
Footnotes (3)
- [F1]Vested restricted stock units ("RSUs") granted under the Riot Blockchain, Inc. 2019 Equity Incentive Plan (the "Plan") covert into shares of the Issuer's common stock, no par value per share, (the "Common Stock") on a one-for-one basis, subject to any net settlement permitted by the Plan and approved by the Issuer's Compensation and Human Resources Committee (the "Committee") upon settlement by the Issuer in accordance with the procedures of the Plan.
- [F2]Represents the total direct and indirect ownership of the indicated security held by the Reporting Person immediately following the reported transaction.
- [F3]The conversion of 2,500 vested RSUs reported in Table II relates to the settlement by the Issuer of the vested portion of the 12,500 RSUs granted under the Plan to the Reporting Person as of the grant date, May 28, 2021 as compensation for the Reporting Person's service as a member of the Issuer's Board of Directors for Fiscal Year 2021. Of these 12,500 RSUs, 2,500 RSUs vested immediately as of the grant date, with the remaining 10,000 RSUs eligible to vest in four quarterly installments of 2,500 RSUs after the grant date.
Documents
Issuer
Riot Blockchain, Inc.
CIK 0001167419
Entity typeother
Related Parties
1- filerCIK 0001611745
Filing Metadata
- Form type
- 4
- Filed
- Mar 17, 8:00 PM ET
- Accepted
- Mar 18, 5:09 PM ET
- Size
- 8.4 KB