4//SEC Filing
D'Ambrosio Lance Varro 4
Accession 0001079973-22-001053
CIK 0001167419other
Filed
Aug 30, 8:00 PM ET
Accepted
Aug 31, 7:47 PM ET
Size
17.7 KB
Accession
0001079973-22-001053
Insider Transaction Report
Form 4
D'Ambrosio Lance Varro
Director
Transactions
- Exercise/Conversion
Common Stock
2022-08-30+11,250→ 13,750 total - Exercise/Conversion
Restricted Stock Units
2022-08-30−11,250→ 6,250 totalExercise: $0.00→ Common Stock (11,250 underlying)
Footnotes (3)
- [F1]These Restricted Stock Units ("RSUs") were granted to the Reporting Person under the Riot Blockchain, Inc. 2019 Equity Incentive Plan, as amended, (the "Plan") in consideration of the Reporting Person's service on the Issuer's Board of Directors, subject to the Reporting Person's continuing service with the Issuer through the applicable vesting date. RSUs granted under the Plan are subject to forfeiture until vested. Following vesting, RSUs are convertible, on a one-for-one basis, into shares of the Issuer's Common Stock upon settlement by the Issuer in accordance with the procedures of the Plan.
- [F2]Represents the total direct and indirect beneficial ownership of the indicated security held by the Reporting Person immediately following the reported transaction.
- [F3]The conversion reported in Table II represents the settlement by the Issuer following vesting of 11,250 RSUs, including: (i) the final 5,000 of the 12,500 RSUs granted to the Reporting Person as of May 28, 2021, of which, 2,500 vested immediately as of the grant date, with the remaining vesting in four equal quarterly installments following the grant date; and (ii) 6,250 of the 12,500 RSUs granted to the Reporting Person as of January 10, 2022, which are eligible to vest in four equal quarterly installments following the grant date, subject to the Reporting Person's continued service with the Issuer through the applicable vesting date.
Issuer
Riot Blockchain, Inc.
CIK 0001167419
Entity typeother
Related Parties
1- filerCIK 0001611745
Filing Metadata
- Form type
- 4
- Filed
- Aug 30, 8:00 PM ET
- Accepted
- Aug 31, 7:47 PM ET
- Size
- 17.7 KB