YI SOO IL BENJAMIN 4/A

4/A · Riot Blockchain, Inc. · Filed Sep 29, 2022

Form 4/AAmended

Period: 2022-09-27

DirectorEXECUTIVE CHAIRMAN

Transactions

Exercise/Conversion
Common Stock
[F1]
2022-09-27+3,750→ 196,696 total
Exercise/Conversion
Common Stock
[F1]
2022-09-27+44,666→ 241,362 total
Exercise/Conversion
Common Stock
[F1]
2022-09-27+378,334→ 619,696 total
Award
Common Stock
[F1]
2022-09-27+2,971,768→ 3,591,464 total
Exercise/Conversion
Restricted Stock Units
[F1][F2]
2022-09-27−3,750→ 423,000 total
Exercise: $0.00→ Common Stock (3,750 underlying)
Exercise/Conversion
Restricted Stock Units
[F1][F2]
2022-09-27−44,666→ 378,334 total
Exercise: $0.00→ Common Stock (44,666 underlying)
Exercise/Conversion
Restricted Stock Units
[F1][F2]
2022-09-27−378,334→ 0 total
Exercise: $0.00→ Common Stock (378,334 underlying)

Footnotes (2)

[F1]On September 28, 2022, a Form 4 was filed that, due to administrative error, inadvertently disclosed incorrect information regarding the reported transactions, as indicated. Accordingly, this amended Form 4 is being filed to supply the correct information regarding the indicated transactions.
[F2]All outstanding Restricted Stock Unit awards ("RSUs") granted under the Issuer's equity plan were converted into awards of restricted shares of the Issuer's Common Stock ("RSAs"), as authorized by the Issuer's Compensation and Human Resources Committee. The RSAs awarded in connection with this conversion are subject to forfeiture and restrictions until vesting, as set forth in the RSA award agreement with the Issuer governing the award.

Signature

/s/ Alexander K. Travis, Attorney-in-fact for Soo il Benjamin Yi|2022-09-29

Documents

1 file