4/A//SEC Filing
YI SOO IL BENJAMIN 4/A
Accession 0001079973-22-001212
CIK 0001167419other
Filed
Sep 28, 8:00 PM ET
Accepted
Sep 29, 7:44 PM ET
Size
16.9 KB
Accession
0001079973-22-001212
Insider Transaction Report
Form 4/AAmended
Yi Soo il Benjamin
DirectorEXECUTIVE CHAIRMAN
Transactions
- Exercise/Conversion
Common Stock
2022-09-27+378,334→ 619,696 total - Exercise/Conversion
Restricted Stock Units
2022-09-27−3,750→ 423,000 totalExercise: $0.00→ Common Stock (3,750 underlying) - Exercise/Conversion
Common Stock
2022-09-27+3,750→ 196,696 total - Exercise/Conversion
Restricted Stock Units
2022-09-27−44,666→ 378,334 totalExercise: $0.00→ Common Stock (44,666 underlying) - Exercise/Conversion
Common Stock
2022-09-27+44,666→ 241,362 total - Award
Common Stock
2022-09-27+2,971,768→ 3,591,464 total - Exercise/Conversion
Restricted Stock Units
2022-09-27−378,334→ 0 totalExercise: $0.00→ Common Stock (378,334 underlying)
Footnotes (2)
- [F1]On September 28, 2022, a Form 4 was filed that, due to administrative error, inadvertently disclosed incorrect information regarding the reported transactions, as indicated. Accordingly, this amended Form 4 is being filed to supply the correct information regarding the indicated transactions.
- [F2]All outstanding Restricted Stock Unit awards ("RSUs") granted under the Issuer's equity plan were converted into awards of restricted shares of the Issuer's Common Stock ("RSAs"), as authorized by the Issuer's Compensation and Human Resources Committee. The RSAs awarded in connection with this conversion are subject to forfeiture and restrictions until vesting, as set forth in the RSA award agreement with the Issuer governing the award.
Documents
Issuer
Riot Blockchain, Inc.
CIK 0001167419
Entity typeother
Related Parties
1- filerCIK 0001757880
Filing Metadata
- Form type
- 4/A
- Filed
- Sep 28, 8:00 PM ET
- Accepted
- Sep 29, 7:44 PM ET
- Size
- 16.9 KB