4//SEC Filing
Marleau Hubert 4
Accession 0001079973-22-001226
CIK 0001167419other
Filed
Sep 28, 8:00 PM ET
Accepted
Sep 29, 9:00 PM ET
Size
22.6 KB
Accession
0001079973-22-001226
Insider Transaction Report
Form 4
Marleau Hubert
Director
Transactions
- Exercise/Conversion
Restricted Stock Units
2022-09-27−6,250→ 6,250 totalExercise: $0.00→ Common Stock (6,250 underlying) - Award
Common Stock
2022-09-27+111,441→ 123,941 total - Exercise/Conversion
Common Stock
2022-09-27+6,250→ 12,500 total - Exercise/Conversion
Common Stock
2022-09-27+6,250→ 6,250 total - Exercise/Conversion
Restricted Stock Units
2022-09-27−6,250→ 0 totalExercise: $0.00→ Common Stock (6,250 underlying)
Footnotes (3)
- [F1]The reported transactions represent the settlement by the Issuer of the vested portion of the award of restricted stock units ("RSUs") granted to the Reporting Person under the Issuer's equity plan in connection with the Reporting Person's service on the Board. Each vested RSU represents the contingent right to receive, upon settlement by the Issuer, one share of the Issuer's Common Stock, subject to any net settlement permitted by the equity plan and approved by the Issuer's Compensation and Human Resources Committee (the "Committee").
- [F2]Represents the conversion, as authorized by the Committee, of all outstanding RSUs granted to the Reporting Person under the Issuer's equity plan into awards of restricted shares of the Issuer's Common Stock ("RSAs"). Pursuant to the applicable RSA award agreement with the Issuer, these 6,250 shares are eligible to vest, if at all, in two equal quarterly tranches after the grant, subject to the Reporting Person's continued service through vesting.
- [F3]Represents the RSA award granted to the Reporting Person, in connection with his service on the Board, pursuant to an RSA award agreement with the Issuer. These 111,441 shares are eligible to vest, if at all, in four equal quarterly tranches after the grant, subject to the Reporting Person's continued service with the Issuer through vesting.
Issuer
Riot Blockchain, Inc.
CIK 0001167419
Entity typeother
Related Parties
1- filerCIK 0001833575
Filing Metadata
- Form type
- 4
- Filed
- Sep 28, 8:00 PM ET
- Accepted
- Sep 29, 9:00 PM ET
- Size
- 22.6 KB