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4//SEC Filing

SMITH CLARENCE EDWARD 4

Accession 0001079973-22-001530

CIK 0001128189other
View on SEC.govCompany Profile

Filed

Dec 8, 7:00 PM ET

Accepted

Dec 9, 5:15 PM ET

Size

20.9 KB

Accession

0001079973-22-001530

Insider Transaction Report

Form 4
Period: 2022-12-07
ProtoKinetix, Inc.PKTX
SMITH CLARENCE EDWARD
DirectorPresident & CEO10% Owner
Transactions
  • Purchase

    Common Stock

    2022-12-08$0.03/sh+2,520,000$63,000→ 40,114,443 total
  • Other

    Stock Option

    2022-12-07−25,000,000→ 0 total
    Exercise: $0.11Exp: 2028-08-03→ Common Stock (25,000,000 underlying)
  • Other

    Stock Option

    2022-12-07−4,750,000→ 0 total
    Exercise: $0.06Exp: 2030-03-14→ Common Stock (4,750,000 underlying)
  • Other

    Stock Option

    2022-12-07−2,600,000→ 0 total
    Exercise: $0.11Exp: 2028-08-03→ Common Stock (2,600,000 underlying)
  • Award

    Stock Option

    2022-12-07+27,600,000→ 27,600,000 total
    Exercise: $0.03Exp: 2028-12-06→ Common Stock (27,600,000 underlying)
  • Award

    Stock Option

    2022-12-07+4,750,000→ 4,750,000 total
    Exercise: $0.03Exp: 2028-12-06→ Common Stock (4,750,000 underlying)
Holdings

  • Common Stock

    (indirect: See footnote)
    1,850,000

  • Warrant

    Exercise: $0.05From: 2022-03-18Exp: 2024-03-15→ Common Stock (1,000,000 underlying)
    1,000,000

  • Common Stock

    (indirect: See footnote)
    13,235,160

  • Warrant

    Exercise: $0.05From: 2022-03-30Exp: 2024-03-15→ Common Stock (600,000 underlying)
    600,000

  • Warrant

    Exercise: $0.12From: 2019-12-19Exp: 2022-12-18→ Common Stock (216,666 underlying)
    216,666
Footnotes (6)
  • [F1]Shares purchased as part of a private placement with the Company.
  • [F2]Shares held by the Clarence E. Smith Trusts.
  • [F3]Shares held by Mr. Smith's retirement account.
  • [F4]Cancellation of options for no value received.
  • [F5]Options granted pursuant to Amended 2017 Stock Option and Stock Bonus Plan on December 7, 2022. Fully vested.
  • [F6]Options granted pursuant to Amended 2017 Stock Option and Stock Bonus Plan on December 7, 2022. 3,562,500 options vested December 7, 2022; 1,187,500 options vest December 31, 2022.

Documents

1 file

Issuer

ProtoKinetix, Inc.

CIK 0001128189

→
Entity typeother

Related Parties

1
  • filerCIK 0001516077

Filing Metadata

Form type
4
Filed
Dec 8, 7:00 PM ET
Accepted
Dec 9, 5:15 PM ET
Size
20.9 KB
View on SEC.gov