4//SEC Filing
SMITH CLARENCE EDWARD 4
Accession 0001079973-23-000013
CIK 0001128189other
Filed
Jan 3, 7:00 PM ET
Accepted
Jan 4, 6:03 PM ET
Size
20.4 KB
Accession
0001079973-23-000013
Insider Transaction Report
Form 4
SMITH CLARENCE EDWARD
DirectorPresident & CEO10% Owner
Transactions
- Purchase
Common Stock
2022-12-30$0.02/sh+1,850,000$37,000→ 41,964,443 total - Other
Warrant
2022-12-18−216,666→ 0 totalExercise: $0.12Exp: 2022-12-18→ Common Stock (0 underlying) - Purchase
Common Stock
2022-12-16$0.03/sh+65,000$1,989→ 13,472,649 total(indirect: see footnote) - Purchase
Common Stock
2022-12-21$0.03/sh+100,000$3,300→ 13,572,649 total(indirect: see footnote) - Purchase
Common Stock
2022-12-14$0.02/sh+94,089$2,258→ 13,329,249 total(indirect: see footnote) - Purchase
Common Stock
2022-12-15$0.03/sh+78,400$2,321→ 13,407,649 total(indirect: see footnote)
Holdings
- 1,850,000(indirect: see footnote)
Common Stock
- 27,600,000
Stock Option
Exercise: $0.03Exp: 2028-12-06→ Common Stock (27,600,000 underlying) - 4,750,000
Stock Option
Exercise: $0.03Exp: 2028-12-06→ Common Stock (4,750,000 underlying) - 600,000
Warrant
Exercise: $0.05From: 2022-03-30Exp: 2024-03-15→ Common Stock (600,000 underlying) - 1,000,000
Warrant
Exercise: $0.05From: 2022-03-18Exp: 2024-03-15→ Common Stock (1,000,000 underlying)
Footnotes (8)
- [F1]Shares purchased on the open market.
- [F2]Shares held by the Clarence E. Smith Trusts.
- [F3]This transaction was executed in multiple trades at prices ranging from $0.0270 to $0.0328. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F4]This transaction was executed in multiple trades at prices ranging from $0.0290 to $0.0313. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F5]Shares purchased in private placement of the Company.
- [F6]Shares held by Mr. Smith's retirement account.
- [F7]Options granted pursuant to Amended 2017 Stock Option and Stock Bonus Plan on December 7, 2022. Fully vested.
- [F8]Expiration of warrants for no value received.
Documents
Issuer
ProtoKinetix, Inc.
CIK 0001128189
Entity typeother
Related Parties
1- filerCIK 0001516077
Filing Metadata
- Form type
- 4
- Filed
- Jan 3, 7:00 PM ET
- Accepted
- Jan 4, 6:03 PM ET
- Size
- 20.4 KB