Bacher Johannes 4
4 · OPGEN INC · Filed Mar 6, 2023
Insider Transaction Report
Form 4
OPGEN INCOPGN
Bacher Johannes
Chief Operating Officer
Transactions
- Exercise/Conversion
Common Stock
2023-03-02+1,125→ 5,187 total - Exercise/Conversion
Common Stock
2023-03-03+1,063→ 6,250 total - Exercise/Conversion
Restricted Stock Units
2023-03-03−1,063→ 1,063 total→ Common Stock (1,063 underlying) - Exercise/Conversion
Restricted Stock Units
2023-03-02−1,125→ 1,125 total→ Common Stock (1,125 underlying) - Award
Restricted Stock Units
2023-03-02+10,000→ 10,000 total→ Common Stock (10,000 underlying)
Footnotes (6)
- [F1]Represents vesting of restricted stock units ("RSUs") granted in March 2021 that convert into common stock on a one-for-one basis as adjusted for a 1-for-20 reverse stock split.
- [F2]On March 3, 2021, the Reporting Person was granted 2,125 RSUs (as adjusted for a 1-for-20 reverse stock split). The RSUs were granted subject to forfeiture, which forfeiture restrictions will lapse as to one half of the award on the first and second anniversaries of the date of grant, subject to acceleration as set forth in the Reporting Person's employment agreement with the Registrant.
- [F3]Represents vesting of restricted stock units ("RSUs") granted in March 2022 that convert into common stock on a one-for-one basis as adjusted for a 1-for-20 reverse stock split.
- [F4]On March 2, 2022, the Reporting Person was granted 2,250 RSUs (as adjusted for a 1-for-20 reverse stock split). The RSUs were granted subject to forfeiture, which forfeiture restrictions will lapse as to one half of the award on the first and second anniversaries of the date of grant, subject to acceleration as set forth in the Reporting Person's employment agreement with the Registrant.
- [F5]Each RSU represents a contingent right to receive one share of OpGen common stock.
- [F6]RSUs granted on March 2, 2023 pursuant to the OpGen 2015 Equity Incentive Plan. The RSUs have a two year vesting schedule, vesting annually in equal installments on the anniversary of March 2, 2023.