4//SEC Filing
Schacht Oliver 4
Accession 0001079973-23-000290
CIK 0001293818other
Filed
Mar 5, 7:00 PM ET
Accepted
Mar 6, 5:15 PM ET
Size
14.8 KB
Accession
0001079973-23-000290
Insider Transaction Report
Form 4
OPGEN INCOPGN
Schacht Oliver
DirectorChief Executive Officer
Transactions
- Exercise/Conversion
Common Stock
2023-03-02+1,875→ 5,312 total - Exercise/Conversion
Restricted Stock Units
2023-03-02−1,875→ 1,875 total→ Common Stock (1,875 underlying) - Award
Restricted Stock Units
2023-03-02+10,000→ 10,000 total→ Common Stock (10,000 underlying) - Exercise/Conversion
Common Stock
2023-03-03+1,938→ 7,250 total - Exercise/Conversion
Restricted Stock Units
2023-03-03−1,938→ 1,938 total→ Common Stock (1,938 underlying)
Holdings
- 250(indirect: As custodian for minor son)
Common Stock
Footnotes (6)
- [F1]Represents vesting of restricted stock units ("RSUs") granted in March 2021 that convert into common stock on a one-for-one basis as adjusted for a 1-for-20 reverse stock split.
- [F2]On March 3, 2021, the Reporting Person was granted 3,875 RSUs (as adjusted for a 1-for-20 reverse stock split). The RSUs were granted subject to forfeiture, which forfeiture restrictions will lapse as to one half of the award on the first and second anniversaries of the date of grant, subject to acceleration as set forth in the Reporting Person's employment agreement with the Registrant.
- [F3]Represents vesting of restricted stock units ("RSUs") granted in March 2022 that convert into common stock on a one-for-one basis as adjusted for a 1-for-20 reverse stock split.
- [F4]On March 2, 2022, the Reporting Person was granted 3,750 RSUs (as adjusted for a 1-for-20 reverse stock split). The RSUs were granted subject to forfeiture, which forfeiture restrictions will lapse as to one half of the award on the first and second anniversaries of the date of grant, subject to acceleration as set forth in the Reporting Person's employment agreement with the Registrant.
- [F5]Each RSU represents a contingent right to receive one share of OpGen common stock.
- [F6]RSUs granted on March 2, 2023 pursuant to the OpGen 2015 Equity Incentive Plan. The RSUs have a two year vesting schedule, vesting annually in equal installments on the anniversary of March 2, 2023.
Documents
Issuer
OPGEN INC
CIK 0001293818
Entity typeother
Related Parties
1- filerCIK 0001808932
Filing Metadata
- Form type
- 4
- Filed
- Mar 5, 7:00 PM ET
- Accepted
- Mar 6, 5:15 PM ET
- Size
- 14.8 KB