4//SEC Filing
Marcelli James S. 4
Accession 0001079973-23-000740
CIK 0001325964other
Filed
May 16, 8:00 PM ET
Accepted
May 17, 4:01 PM ET
Size
9.7 KB
Accession
0001079973-23-000740
Insider Transaction Report
Form 4
Marcelli James S.
DirectorChief Executive Officer
Transactions
- Sale
Common Stock
2023-05-15$4.57/sh−57,000$260,262→ 289,740 total - Exercise/Conversion
Common Stock
2023-05-15$1.00/sh+100,000$100,000→ 346,740 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2023-05-15−100,000→ 1,790,000 totalExercise: $1.00Exp: 2023-05-16→ Common Stock (100,000 underlying)
Footnotes (3)
- [F1]Represents the number of shares sold by the Reporting Person in connection with the cashless exercise of the option and to cover tax withholding obligations.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold as part of a block trade in multiple transactions at prices ranging from $4.50 to $4.68, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 2 to this Form 4.
- [F3]On May 17, 2013, the registrant granted the reporting person an option to purchase up to 100,000 shares of company stock that vest pursuant to the following schedule: The options vest in equal installments of 25,000 options, with the first installment vesting on August 1, 2013, and the remaining installments vesting quarterly commencing on October 1, 2013.
Documents
Issuer
Lightwave Logic, Inc.
CIK 0001325964
Entity typeother
Related Parties
1- filerCIK 0001442479
Filing Metadata
- Form type
- 4
- Filed
- May 16, 8:00 PM ET
- Accepted
- May 17, 4:01 PM ET
- Size
- 9.7 KB