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4//SEC Filing

SMITH CLARENCE EDWARD 4

Accession 0001079973-23-000780

CIK 0001128189other
View on SEC.govCompany Profile

Filed

May 23, 8:00 PM ET

Accepted

May 24, 4:23 PM ET

Size

11.3 KB

Accession

0001079973-23-000780

Insider Transaction Report

Form 4
Period: 2023-05-22
ProtoKinetix, Inc.PKTX
SMITH CLARENCE EDWARD
DirectorPresident & CEO10% Owner
Transactions
  • Purchase

    Common Stock

    2023-05-22$0.02/sh+3,750,000$75,000→ 47,714,443 total
Holdings

  • Warrant

    Exercise: $0.05From: 2022-03-18Exp: 2024-03-15→ Common Stock (1,000,000 underlying)
    1,000,000

  • Stock Option

    Exercise: $0.03Exp: 2028-12-06→ Common Stock (4,750,000 underlying)
    4,750,000

  • Stock Option

    Exercise: $0.03Exp: 2028-12-06→ Common Stock (27,600,000 underlying)
    27,600,000

  • Common Stock

    (indirect: See footnote)
    1,850,000

  • Warrant

    Exercise: $0.05From: 2022-03-30Exp: 2024-03-15→ Common Stock (600,000 underlying)
    600,000

  • Common Stock

    (indirect: See footnote)
    13,572,649
Footnotes (4)
  • [F1]Shares purchased in private placement of the Company.
  • [F2]Shares held by the Clarence E. Smith Trusts.
  • [F3]Shares held by Mr. Smith's retirement account.
  • [F4]Options granted pursuant to Amended 2017 Stock Option and Stock Bonus Plan on December 7, 2022. Fully vested.

Documents

1 file

Issuer

ProtoKinetix, Inc.

CIK 0001128189

→
Entity typeother

Related Parties

1
  • filerCIK 0001516077

Filing Metadata

Form type
4
Filed
May 23, 8:00 PM ET
Accepted
May 24, 4:23 PM ET
Size
11.3 KB
View on SEC.gov