4//SEC Filing
SMITH CLARENCE EDWARD 4
Accession 0001079973-23-001824
CIK 0001128189other
Filed
Dec 27, 7:00 PM ET
Accepted
Dec 28, 3:14 PM ET
Size
11.3 KB
Accession
0001079973-23-001824
Insider Transaction Report
Form 4
SMITH CLARENCE EDWARD
DirectorPresident & CEO10% Owner
Transactions
- Purchase
Common Stock
2023-12-26$0.01/sh+7,333,334$110,000→ 58,547,777 total
Holdings
- 1,850,000(indirect: See footnote)
Common Stock
- 27,600,000
Stock Option
Exercise: $0.03Exp: 2028-12-06→ Common Stock (27,600,000 underlying) - 600,000
Warrant
Exercise: $0.05From: 2022-03-30Exp: 2024-03-15→ Common Stock (600,000 underlying) - 13,572,649(indirect: See footnote)
Common Stock
- 4,750,000
Stock Option
Exercise: $0.03Exp: 2028-12-06→ Common Stock (4,750,000 underlying) - 1,000,000
Warrant
Exercise: $0.05From: 2022-03-18Exp: 2024-03-15→ Common Stock (1,000,000 underlying)
Footnotes (4)
- [F1]Shares purchased in private placement of the Company.
- [F2]Shares held by the Clarence E. Smith Trusts.
- [F3]Shares held by Mr. Smith's retirement account.
- [F4]Options granted pursuant to Amended 2017 Stock Option and Stock Bonus Plan on December 7, 2022. Fully vested.
Documents
Issuer
ProtoKinetix, Inc.
CIK 0001128189
Entity typeother
Related Parties
1- filerCIK 0001516077
Filing Metadata
- Form type
- 4
- Filed
- Dec 27, 7:00 PM ET
- Accepted
- Dec 28, 3:14 PM ET
- Size
- 11.3 KB