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4//SEC Filing

SMITH MARK A 4

Accession 0001079973-24-000508

CIK 0000875729other
View on SEC.govCompany Profile

Filed

Apr 2, 8:00 PM ET

Accepted

Apr 3, 11:00 AM ET

Size

15.4 KB

Accession

0001079973-24-000508

Insider Transaction Report

Form 4
Period: 2024-03-31
BION ENVIRONMENTAL TECHNOLOGIES INCBNET
SMITH MARK A
DirectorPresident
Transactions
  • Award

    Common Stock

    2024-04-01−4,847→ 4,421,102 total
  • Conversion

    2020 non-adjusted Convertible Obligation

    2024-03-31→ 239,808 total
    Exercise: $0.50→ Common Stock (239,808 underlying)
  • Disposition to Issuer

    Deferred Compensation

    2024-04-01−75,000→ 60,134 total
    Exercise: $0.75→ Common Stock (60,134 underlying)
  • Disposition to Issuer

    Options )right to buy)

    2024-04-01−2,425,000→ 60,134 total
    → Common Stock (0 underlying)
Holdings

  • Common Stock

    (indirect: By LLC)
    85,354

  • Common Stock

    (indirect: By Spouse)
    53,756

  • Common Stock

    (indirect: By IRA)
    62,535

  • Common Stock

    (indirect: By Foundation)
    12,681
Footnotes (4)
  • [F1]As of April 1, 2024, Mr. Smith and his spouse are the owners of 4,421,102 shares of common stock. 1,624,323 shares are registered to Mr. Smith's wife. The total number of shares of common stock was understated, in error, on the February 14, 2024 Form 4 report by 4,847 shares.
  • [F2]As of March 31, 2024, the balance of the 2020 Convertible Obligation owned by Mr. Smith was $119,903.63 convertible into 239,808 units (each unit consisting of one share and one warrant exercisable at $.75/warrant). Each warrant carries the potential to have a price adjustment of 75%.
  • [F3]On April 1, Mr. Smith voluntarily waived all claim to $56,250 of his deferred compensation which was convertible into 75,000 shares of common stock. The balance of his deferred compensation as of April 1, 2024 is $45,100 which is convertible into 60,134 shares of common stock.
  • [F4]On April 1, 2024, Mr. Smith voluntarily surrendered 2,425,000 options (in aggregate) for cancellation.

Documents

1 file

Issuer

BION ENVIRONMENTAL TECHNOLOGIES INC

CIK 0000875729

→
Entity typeother

Related Parties

1
  • filerCIK 0001168243

Filing Metadata

Form type
4
Filed
Apr 2, 8:00 PM ET
Accepted
Apr 3, 11:00 AM ET
Size
15.4 KB
View on SEC.gov