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|4Apr 15, 9:45 PM ET

SMITH CLARENCE EDWARD 4

4 · ProtoKinetix, Inc. · Filed Apr 15, 2024

Insider Transaction Report

Form 4
Period: 2024-03-20
ProtoKinetix, Inc.PKTX
SMITH CLARENCE EDWARD
DirectorPresident & CEO10% Owner
Transactions
  • Purchase

    Common Stock

    2024-03-20$0.01/sh+666,667$10,000→ 59,214,444 total
  • Purchase

    Common Stock

    2024-03-29$0.01/sh+2,500,000$25,000→ 61,714,444 total
Holdings

  • Stock Option

    Exercise: $0.03Exp: 2028-12-06→ Common Stock (4,750,000 underlying)
    4,750,000

  • Warrant

    Exercise: $0.05From: 2022-03-30Exp: 2024-03-15→ Common Stock (600,000 underlying)
    600,000

  • Warrant

    Exercise: $0.05From: 2022-03-18Exp: 2024-03-15→ Common Stock (1,000,000 underlying)
    1,000,000

  • Common Stock

    (indirect: See Footnote)
    13,572,649

  • Stock Option

    Exercise: $0.03Exp: 2028-12-06→ Common Stock (27,600,000 underlying)
    27,600,000

  • Common Stock

    (indirect: See Footnote)
    1,850,000
Footnotes (4)
  • [F1]Shares purchased in private placement of the Company.
  • [F2]Shares held by the Clarence E. Smith Trusts.
  • [F3]Shares held by Mr. Smith's retirement account.
  • [F4]Options granted pursuant to Amended 2017 Stock Option and Stock Bonus Plan.

Documents

1 file
  • 4
    ownership.xmlPrimary