Wolf Jeffrey Alan 4
4 · Scorpius Holdings, Inc. · Filed May 17, 2024
Insider Transaction Report
Form 4
Wolf Jeffrey Alan
DirectorChief Executive Officer10% Owner
Transactions
- Award
Common Stock
2024-05-16+2,500,000→ 3,572,789 total - Award
Warrant (right to buy)
2024-05-16+2,500,000→ 2,500,000 totalExercise: $0.12From: 2024-05-16Exp: 2029-05-15→ Common Stock (2,500,000 underlying)
Holdings
- 11,025(indirect: See footnote)
Common Stock
- 10,231(indirect: See footnote)
Common Stock
Footnotes (4)
- [F1]On May 16, 2024 Scorpius Holdings, Inc. (the "Company") agreed to issue approximately $6 million of securities including shares of its common stock and warrants (the "Warrants") to purchase shares of common stock to certain investors, including Jeffrey Alan Wolf. The combined purchase price of each unit of common stock and accompanying Warrant was $0.10.
- [F2]Does not include 26,468 shares held by Mr. Wolf's children's trust (the "Trust"). Mr. Wolf is not the trustee, nor does he claim beneficial ownership of the Trust. Mr. Wolf disclaims beneficial ownership of the shares of Common Stock held by the Trust, Orion (as defined below), and Seed-One (as defined below), except to the extent of any pecuniary interest (as defined in Rule 16a-1(a)(2) promulgated under the Securities Exchange Act of 1934, as amended) that he may have in such entities.
- [F3]Held by Orion Holdings V, LLC ("Orion"). Mr. Wolf is managing member of Orion.
- [F4]Held by Seed-One Holdings VI, LLC ("Seed-One"). Mr. Wolf is managing member of Seed-One.